Dark
Light
System
Security
POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO
POWERSHARES DWA HEALTHCARE MOMENTUM PORTFOLIO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 29 Institutional holders with a total value of $65,525,032.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 259,291 12,425,000 18.96%
2 UBS AG 205,628 9,854,000 15.04%
3 WELLS FARGO & COMPANY/MN 195,931 9,389,000 14.33%
4 BANK OF AMERICA CORP /DE/ 114,997 5,511,000 8.41%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 81,612 3,911,000 5.97%
6 SignalPoint Asset Management, LLC 79,447 3,807,000 5.81%
7 RAYMOND JAMES & ASSOCIATES 68,528 3,284,000 5.01%
8 HighTower Advisors, LLC 59,404 2,847,000 4.34%
9 LPL Financial LLC 55,036 2,637,000 4.02%
10 Virtu KCG Holdings LLC 35,349 1,694,000 2.59%
11 ROYAL BANK OF CANADA 33,557 1,608,000 2.45%
12 WFG Advisors, LP 27,204 1,304,000 1.99%
13 STIFEL FINANCIAL CORP 26,061 1,249,000 1.91%
14 JANE STREET GROUP, LLC 24,187 1,159,000 1.77%
15 Robert W. Baird & Co. Inc 20,717 993,000 1.52%
16 AMERICAN INTERNATIONAL GROUP, INC. 19,408 930,032 1.42%
17 ENVESTNET ASSET MANAGEMENT INC 19,280 924,000 1.41%
18 DEUTSCHE BANK AG\ 10,129 485,000 0.74%
19 SUNTRUST BANKS INC 8,063 386,000 0.59%
20 GOLDMAN SACHS GROUP INC 7,575 363,000 0.55%
21 Freedom Investment Management, Inc. 4,446 213,000 0.33%
22 CITIGROUP INC 4,297 206,000 0.31%
23 AMERIPRISE FINANCIAL INC 4,117 196,000 0.30%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,354 65,000 0.10%
25 Carroll Financial Associates, Inc. 590 28,000 0.04%
26 B. Riley Wealth Management, Inc. 505 24,000 0.04%
27 WESTPORT RESOURCES MANAGEMENT INC 418 20,000 0.03%
28 MUFG Americas Holdings Corp 221 11,000 0.02%
29 BENJAMIN F. EDWARDS & COMPANY, INC. 35 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.