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Institutional Investment Manager
BENJAMIN F. EDWARDS & COMPANY, INC.
BENJAMIN F. EDWARDS & COMPANY, INC. (CIK: 0001445065) incorporated in Missouri, located at One North Brentwood Blvd, Suite 850, St. Louis, MO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,102 holdings with a total value of $482,940,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 COMMERCE BANCSHARES INC 94 4,000 0.00%
152 CENTENE CORP DEL 57 4,000 0.00%
153 ZOES KITCHEN INC 100 4,000 0.00%
154 TEXAS ROADHOUSE INC 99 4,000 0.00%
155 CONCERT PHARMACEUTICALS INCORPORATED 300 4,000 0.00%
156 SPDR SER TR 160 4,000 0.00%
157 LOEWS CORP 100 4,000 0.00%
158 PRINCIPAL FIN GROUP 100 4,000 0.00%
159 iShares Mortgage Real Estate C 400 4,000 0.00%
160 APOGEE ENTERPRISES INC COM 100 4,000 0.00%
161 QLIK TECHNOLOGIES INC COM 134 4,000 0.00%
162 PROSHARES TR 250 4,000 0.00%
163 NORTHERN TRUST 67 4,000 0.00%
164 COLUMBIA SELIGM PREM TECH GRW 200 4,000 0.00%
165 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 280 4,000 0.00%
166 MOLINA HEALTHCARE INC 57 4,000 0.00%
167 UNILEVER N V 106 5,000 0.00%
168 DU PONT E I DE NEMOURS & CO 74 5,000 0.00%
169 LAUDER ESTEE COS INC 56 5,000 0.00%
170 CALAMOS CONV & HIGH INCOME F 445 5,000 0.00%
171 B/E AEROSPACE INC 100 5,000 0.00%
172 MOTOROLA SOLUTIONS INC 71 5,000 0.00%
173 ADVANCED DRAIN SYS INC DEL 252 5,000 0.00%
174 FIRST TR INTER DUR PFD & IN 230 5,000 0.00%
175 HSBC HLDGS PLC 152 5,000 0.00%
176 MOHAWK INDS 25 5,000 0.00%
177 MACYS INC 110 5,000 0.00%
178 APPLIED MATLS INC 225 5,000 0.00%
179 FIRST TR EXCHANGE TRADED FD 100 5,000 0.00%
180 COUSINS PROPERTIES INC 500 5,000 0.00%
181 TICC CAPITAL CORP 1,000 5,000 0.00%
182 iPath S&P 500 VIX Short-Term F 300 5,000 0.00%
183 WINNEBAGO INDS INC COM 205 5,000 0.00%
184 NEXPOINT STRATEGIC OPPORTES 295 5,000 0.00%
185 NEXPOINT RESIDENTIAL TR INC 394 5,000 0.00%
186 SOLARCITY CORP 200 5,000 0.00%
187 SPECTRA ENERGY PARTNERS LP 100 5,000 0.00%
188 WESTERN UN CO 250 5,000 0.00%
189 CLAYMORE EXCHANGE TRD FD TR 241 5,000 0.00%
190 RAMBUS INC DEL 369 5,000 0.00%
191 CALAMOS ASSET MANAGEMENT CL A ORD 600 5,000 0.00%
192 STARZ SERIES A 190 5,000 0.00%
193 BANCO SANTANDER SA 1,224 5,000 0.00%
194 TORTOISE POWER 366 6,000 0.00%
195 RYDEX ETF TRUST 145 6,000 0.00%
196 CDW CORP 139 6,000 0.00%
197 GREAT PLAINS ENERGY INC 200 6,000 0.00%
198 TEXAS INSTRS INC 96 6,000 0.00%
199 CAMPBELL SOUP CO 100 6,000 0.00%
200 SHERWIN WILLIAMS CO 20 6,000 0.00%
Page 4 of 23

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001445065-16-000029, filed 2016.04.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.