| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 706,963 | 12,725,000 | 38.24% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 354,492 | 6,381,000 | 19.17% | ||
| 3 | Invesco Ltd. | 217,912 | 3,922,000 | 11.79% | ||
| 4 | MORGAN STANLEY | 145,288 | 2,615,000 | 7.86% | ||
| 5 | Janney Montgomery Scott LLC | 124,973 | 2,250,000 | 6.76% | ||
| 6 | Raymond James Financial Services Advisors, Inc. | 50,167 | 903,000 | 2.71% | ||
| 7 | UBS Group AG | 47,951 | 863,000 | 2.59% | ||
| 8 | LPL Financial LLC | 30,920 | 546,000 | 1.64% | ||
| 9 | DOLIVER ADVISORS, LP | 28,909 | 520,000 | 1.56% | ||
| 10 | AMERIPRISE FINANCIAL INC | 27,513 | 499,000 | 1.50% | ||
| 11 | RAYMOND JAMES & ASSOCIATES | 17,971 | 323,000 | 0.97% | ||
| 12 | Creative Planning | 14,005 | 252,000 | 0.76% | ||
| 13 | SHEAFF BROCK INVESTMENT ADVISORS, LLC | 12,196 | 220,000 | 0.66% | ||
| 14 | WealthTrust Axiom LLC | 11,600 | 208,000 | 0.63% | ||
| 15 | Cetera Advisor Networks LLC | 11,051 | 201,000 | 0.60% | ||
| 16 | COHEN & STEERS, INC. | 10,222 | 184,000 | 0.55% | ||
| 17 | MSI Financial Services Inc | 9,938 | 179,000 | 0.54% | ||
| 18 | ROYAL BANK OF CANADA | 8,753 | 158,000 | 0.47% | ||
| 19 | IFP ADVISORS, INC | 8,211 | 148,000 | 0.44% | ||
| 20 | WELLS FARGO & COMPANY/MN | 5,795 | 104,000 | 0.31% | ||
| 21 | AMERICAN INTERNATIONAL GROUP, INC. | 2,300 | 41,000 | 0.12% | ||
| 22 | Winslow, Evans & Crocker, Inc. | 800 | 14,400 | 0.04% | ||
| 23 | Tower Research Capital LLC (TRC) | 609 | 11,000 | 0.03% | ||
| 24 | CITIGROUP INC | 434 | 8,000 | 0.02% | ||
| 25 | BENJAMIN F. EDWARDS & COMPANY, INC. | 200 | 4,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
