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Institutional Investment Manager
Ancora Advisors LLC
Ancora Advisors LLC (CIK: 0001446114) incorporated in Ohio, located at 6060 Parkland Boulevard, Suite 200, Cleveland, OH. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0001162044-15-000154) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
451 STEALTHGAS INC SHS 30,000 189 0.02%
452 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
453 KOPIN CORP 50,000 181 0.02%
454 THIRD PT REINS LTD COM 12,388 180 0.02%
455 QUANTUM CORP COM DSSG 100,000 176 0.02%
456 EXONE CO 10,500 176 0.02%
457 Alcoa 10,800 171 0.02%
458 FREQUENCY ELECTRS INC 14,600 167 0.02%
459 LIQUIDITY SERVICES INC COM 20,000 163 0.02%
460 EUROSEAS LTD 204,982 156 0.02%
461 CENTRAL FD CDA LTD 13,460 156 0.02%
462 RCI HOSPITALITY HLDGS INC COM 15,000 150 0.02%
463 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
464 PEERLESS SYS CORP 21,154 145 0.02%
465 PROCERA NETWORKS INC COM 20,000 144 0.02%
466 Japan Smaller Capitalizationfd Inc Common 15,224 137 0.02%
467 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 10,200 131 0.02%
468 DESWELL INDUSTRIES INC 72,943 131 0.02%
469 ALTEVA COM 18,459 130 0.02%
470 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
471 OCLARO INC COM 70,000 125 0.02%
472 Weatherford International 10,000 114 0.01%
473 CORONADO BIOSCIENCES INC 46,350 113 0.01%
474 MFS INTERMEDIATE HIGH INC 37,964 101 0.01%
475 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
476 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
477 IAMGOLD CORP 30,000 81 0.01%
478 Senomyx Inc. 12,500 75 0.01%
479 WIDEPOINT CORP 52,010 72 0.01%
480 RECRO PHARMA INC COM 25,060 72 0.01%
481 ORBIT INTL CORP 20,200 64 0.01%
482 TRIO TECH INTL 18,922 55 0.01%
483 Arena Pharmaceuticals, Inc 15,000 52 0.01%
484 UNWIRED PLANET INC NEW COM 50,000 50 0.01%
485 Sirius XM Holdings Inc 12,000 42 0.01%
486 MCDERMOTT INTL INC 14,000 41 0.01%
487 Active Power Inc 20,000 37 0.00%
488 MANAGED HIGH YIELD PLUS FUND INC 20,000 36 0.00%
489 DOVER DOWNS GAMING & ENTMT I 40,000 33 0.00%
490 WET SEAL INC 215,000 14 0.00%
491 SWS GROUP INC 2,334,086 0 0.00%
Page 10 of 10
Restatement filing (0001162044-15-000156) filed in 2015.02.11
#
Name
Shares
Value ($)
%
Options
Notes
451 STEALTHGAS INC SHS 30,000 189 0.02%
452 CAPSTONE TURBINE CORP COM 250,000 185 0.02%
453 KOPIN CORP 50,000 181 0.02%
454 THIRD PT REINS LTD COM 12,388 180 0.02%
455 QUANTUM CORP COM DSSG 100,000 176 0.02%
456 EXONE CO 10,500 176 0.02%
457 Alcoa 10,800 171 0.02%
458 FREQUENCY ELECTRS INC 14,600 167 0.02%
459 LIQUIDITY SERVICES INC COM 20,000 163 0.02%
460 EUROSEAS LTD 204,982 156 0.02%
461 CENTRAL FD CDA LTD 13,460 156 0.02%
462 RCI HOSPITALITY HLDGS INC COM 15,000 150 0.02%
463 ELLSWORTH GROWTH AND INCOME FU COM 17,000 148 0.02%
464 PEERLESS SYS CORP 21,154 145 0.02%
465 PROCERA NETWORKS INC COM 20,000 144 0.02%
466 Japan Smaller Capitalizationfd Inc Common 15,224 137 0.02%
467 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 10,200 131 0.02%
468 DESWELL INDUSTRIES INC 72,943 131 0.02%
469 ALTEVA COM 18,459 130 0.02%
470 ALLSCRIPTS HEALTHCARE SOLUTION 10,000 128 0.02%
471 OCLARO INC COM 70,000 125 0.02%
472 Weatherford International 10,000 114 0.01%
473 CORONADO BIOSCIENCES INC 46,350 113 0.01%
474 MFS INTERMEDIATE HIGH INC 37,964 101 0.01%
475 EMMIS COMMUNICTNS CORP CL A 46,371 87 0.01%
476 IAMGOLD CORP 30,000 81 0.01%
477 COMMUNITY HEALTH SYS INC NEW 3,233,230 81 0.01%
478 Senomyx Inc. 12,500 75 0.01%
479 RECRO PHARMA INC COM 25,060 72 0.01%
480 WIDEPOINT CORP 52,010 72 0.01%
481 ORBIT INTL CORP 20,200 64 0.01%
482 TRIO TECH INTL 18,922 55 0.01%
483 Arena Pharmaceuticals, Inc 15,000 52 0.01%
484 UNWIRED PLANET INC NEW COM 50,000 50 0.01%
485 Sirius XM Holdings Inc 12,000 42 0.01%
486 MCDERMOTT INTL INC 14,000 41 0.01%
487 Active Power Inc 20,000 37 0.00%
488 MANAGED HIGH YIELD PLUS FUND INC 20,000 36 0.00%
489 DOVER DOWNS GAMING & ENTMT I 40,000 33 0.00%
490 WET SEAL INC 215,000 14 0.00%
491 SWS GROUP INC 2,334,086 0 0.00%
Page 10 of 10