| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LAZARD ASSET MANAGEMENT LLC | 2,619,491 | 33,581,000 | 15.50% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 2,503,481 | 32,095,000 | 14.82% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,328,953 | 29,858,000 | 13.78% | ||
| 4 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,551,678 | 19,893,000 | 9.18% | ||
| 5 | UBS Group AG | 1,059,720 | 13,586,000 | 6.27% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 1,002,443 | 12,851,000 | 5.93% | ||
| 7 | 1607 Capital Partners, LLC | 814,376 | 10,440,000 | 4.82% | ||
| 8 | MORGAN STANLEY | 719,191 | 9,220,000 | 4.26% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 719,054 | 9,217,000 | 4.26% | ||
| 10 | Invesco Ltd. | 538,395 | 6,902,000 | 3.19% | ||
| 11 | Advisors Asset Management, Inc. | 494,044 | 6,334,000 | 2.92% | ||
| 12 | COHEN & STEERS, INC. | 447,460 | 5,736,000 | 2.65% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 353,544 | 4,532,000 | 2.09% | ||
| 14 | EATON VANCE MANAGEMENT | 315,431 | 4,044,000 | 1.87% | ||
| 15 | Thomas J. Herzfeld Advisors, Inc. | 303,857 | 3,895,000 | 1.80% | ||
| 16 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 288,577 | 3,700,000 | 1.71% | ||
| 17 | CORNERSTONE ADVISORS INC | 123,890 | 1,588,000 | 0.73% | ||
| 18 | Relative Value Partners, LLC | 101,651 | 1,303,000 | 0.60% | ||
| 19 | Shaker Financial Services, LLC | 90,350 | 1,158,000 | 0.53% | ||
| 20 | SG Americas Securities, LLC | 83,519 | 1,071,000 | 0.49% | ||
| 21 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 80,220 | 1,028,000 | 0.47% | ||
| 22 | HighTower Advisors, LLC | 68,000 | 872,000 | 0.40% | ||
| 23 | DOLIVER ADVISORS, LP | 36,329 | 465,000 | 0.21% | ||
| 24 | ROYAL BANK OF CANADA | 35,728 | 458,000 | 0.21% | ||
| 25 | OPPENHEIMER & CO INC | 30,325 | 389,000 | 0.18% | ||
| 26 | Saba Capital Management, L.P. | 27,143 | 348,000 | 0.16% | ||
| 27 | SIGNET FINANCIAL MANAGEMENT, LLC | 19,953 | 256,000 | 0.12% | ||
| 28 | Dominick & Dominick LLC | 20,000 | 256,000 | 0.12% | ||
| 29 | Virtu KCG Holdings LLC | 19,767 | 253,000 | 0.12% | ||
| 30 | Gramercy Funds Management LLC | 15,500 | 199,000 | 0.09% | ||
| 31 | LPL Financial LLC | 14,957 | 192,000 | 0.09% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 14,400 | 184,608 | 0.09% | ||
| 33 | Linscomb Wealth, Inc. | 13,579 | 174,000 | 0.08% | ||
| 34 | WEDBUSH SECURITIES INC | 12,465 | 160,000 | 0.07% | ||
| 35 | Ancora Advisors LLC | 10,200 | 131,000 | 0.06% | ||
| 36 | Crosspoint Capital Strategies, LLC | 4,239 | 54,000 | 0.02% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,300 | 42,000 | 0.02% | ||
| 38 | Klingman & Associates, LLC | 2,538 | 32,000 | 0.01% | ||
| 39 | SIGNATUREFD, LLC | 2,300 | 29,000 | 0.01% | ||
| 40 | DEUTSCHE BANK AG\ | 1,300 | 16,000 | 0.01% | ||
| 41 | SEARLE & CO. | 1,000 | 12,000 | 0.01% | ||
| 42 | MARK SHEPTOFF FINANCIAL PLANNING, LLC | 1,000 | 12,000 | 0.01% | ||
| 43 | NATIONAL PLANNING CORP | 610 | 7,534 | 0.00% | ||
| 44 | Tower Research Capital LLC (TRC) | 459 | 6,000 | 0.00% | ||
| 45 | THRIVENT FINANCIAL FOR LUTHERANS | 500 | 6,000 | 0.00% | ||
| 46 | MSI Financial Services Inc | 500 | 6,000 | 0.00% | ||
| 47 | B. Riley Wealth Advisors, Inc. | 389 | 5,000 | 0.00% | ||
| 48 | CITIGROUP INC | 246 | 3,000 | 0.00% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 200 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
