| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Dex Media Inc | 13,700 | 2,000 | 0.00% | Call | |
| 2 | PACIFIC SPL ACQUISITION CORP | 20,000 | 2,000 | 0.00% | ||
| 3 | CHANTICLEER HLDGS INC WT EXP 061117 | 17,559 | 2,000 | 0.00% | ||
| 4 | METHES ENERGIESINTERNATIONAL LTD | 10,038 | 2,000 | 0.00% | ||
| 5 | Pacific Sunwear Calif Inc | 11,188 | 3,000 | 0.00% | ||
| 6 | Rcs Capital Corp | 10,400 | 3,000 | 0.00% | Call | |
| 7 | PERSEON CORP | 12,213 | 3,000 | 0.00% | ||
| 8 | Dominion Resources Black Warri | 12,717 | 4,000 | 0.00% | ||
| 9 | Bank Of America 18 WTS | 14,323 | 4,000 | 0.00% | ||
| 10 | Capnia, Inc. | 13,498 | 4,000 | 0.00% | ||
| 11 | Odyssey Marine Exploration Inc | 15,244 | 4,000 | 0.00% | ||
| 12 | THT HEAT TRANSFER TECHNOLOGY | 10,303 | 5,000 | 0.00% | ||
| 13 | Mad Catz Interactive | 11,430 | 5,000 | 0.00% | ||
| 14 | AG&E HLDGS INC | 10,137 | 5,000 | 0.00% | ||
| 15 | HONGLI CLEAN ENERGY TECHNOLO | 10,069 | 5,000 | 0.00% | ||
| 16 | CUMULUS MEDIA INC | 14,528 | 5,000 | 0.00% | ||
| 17 | MAST THERAPEUTICS | 12,037 | 5,000 | 0.00% | ||
| 18 | Dominion Resources Black Warri | 16,500 | 6,000 | 0.00% | Call | |
| 19 | BEBE STORES INC | 10,986 | 6,000 | 0.00% | ||
| 20 | ParkerVision, Inc. | 24,847 | 6,000 | 0.00% | ||
| 21 | ParkerVision, Inc. | 26,200 | 6,000 | 0.00% | Put | |
| 22 | SAMSON OIL & GAS LTD | 15,255 | 6,000 | 0.00% | ||
| 23 | VIGGLE INC | 16,952 | 6,000 | 0.00% | ||
| 24 | GOLD STD VENTURES CORP | 10,075 | 7,000 | 0.00% | ||
| 25 | SPHERIX INC | 46,031 | 7,000 | 0.00% | ||
| 26 | SANOFI CONTGNT VAL RT | 61,858 | 7,000 | 0.00% | ||
| 27 | PROVECTUS BIOPHARMACEUTICALS I | 19,161 | 7,000 | 0.00% | ||
| 28 | REXAHN PHARMACEUTICALS INC | 18,119 | 7,000 | 0.00% | ||
| 29 | ION GEOPHYSICAL CORP | 14,248 | 7,000 | 0.00% | ||
| 30 | BARCLAYS BANK PLC | 10,014 | 7,000 | 0.00% | ||
| 31 | BIODEL INC | 19,000 | 7,000 | 0.00% | Put | |
| 32 | HARVEST NATURAL RESOURCES IN | 16,000 | 7,000 | 0.00% | Put | |
| 33 | BIODEL INC | 21,302 | 7,000 | 0.00% | ||
| 34 | Fairway Group Holdings Corp. | 11,800 | 8,000 | 0.00% | Put | |
| 35 | GOL LINHAS AEREAS INTELIGENTES SA | 14,373 | 8,000 | 0.00% | ||
| 36 | NET ELEMENT INC COM | 43,830 | 8,000 | 0.00% | ||
| 37 | Nuverra Environmental Solutions Inc | 16,000 | 8,000 | 0.00% | Call | |
| 38 | NORTHERN DYNASTY MINERALS LTD COM | 25,062 | 8,000 | 0.00% | ||
| 39 | AVIAT NETWORKS INC COM | 11,262 | 9,000 | 0.00% | ||
| 40 | ELEPHANT TALK COMM CORP | 33,290 | 9,000 | 0.00% | ||
| 41 | DENISON MINES CORP | 18,675 | 9,000 | 0.00% | ||
| 42 | DENISON MINES CORP | 19,500 | 9,000 | 0.00% | Put | |
| 43 | SYNTA PHARMACEUTICALS CORP | 28,400 | 10,000 | 0.00% | Call | |
| 44 | SIFY TECHNOLOGIES LTD | 10,049 | 10,000 | 0.00% | ||
| 45 | COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 | 1,149,795 | 10,000 | 0.00% | ||
| 46 | UNI PIXEL INC | 20,192 | 10,000 | 0.00% | ||
| 47 | TOP SHIPS INC | 30,177 | 10,000 | 0.00% | ||
| 48 | WAFERGEN BIO-SYSTEMS INC | 13,862 | 10,000 | 0.00% | ||
| 49 | SAFE BULKERS INC | 13,900 | 11,000 | 0.00% | Put | |
| 50 | SEVENTY SEVEN ENERGY INC - escrow shares | 10,500 | 11,000 | 0.00% | Put |
Portfolio data is normalized using SEC Form 13F filings, including the Restatement filing (0001446194-16-000012, filed 2016.02.26).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
