| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CHANTICLEER HLDGS INC WT EXP 061117 | 12,390 | 0 | 0.00% | ||
| 2 | DAKOTA PLAINS HOLDINGS INC | 13,933 | 1,000 | 0.00% | ||
| 3 | MEDOVEX CORP | 12,013 | 1,000 | 0.00% | ||
| 4 | RIT TECHNOLOGIES LTD | 10,136 | 1,000 | 0.00% | ||
| 5 | ENERGY XXI BERMUDA | 500,000 | 1,000 | 0.00% | PRN | |
| 6 | Quantum Fuel Systems Tech Worl | 25,569 | 2,000 | 0.00% | ||
| 7 | PACIFIC SPL ACQUISITION CORP | 20,000 | 2,000 | 0.00% | ||
| 8 | Capnia, Inc. | 14,198 | 3,000 | 0.00% | ||
| 9 | OCULUS INNOVATIVE SCIENCES I | 10,029 | 3,000 | 0.00% | ||
| 10 | GLOBUS MARITIME LIMITED NEW | 12,532 | 3,000 | 0.00% | ||
| 11 | MGT CAPITAL INVTS INC | 11,659 | 3,000 | 0.00% | ||
| 12 | Bank Of America 18 WTS | 21,694 | 4,000 | 0.00% | ||
| 13 | FREESEAS INC | 248,216 | 4,000 | 0.00% | ||
| 14 | SUPERCONDUCTOR TECHNOLOGIES | 19,594 | 4,000 | 0.00% | ||
| 15 | HOOPER HOLMES INC | 25,623 | 4,000 | 0.00% | ||
| 16 | PEDEVCO CORP | 18,511 | 4,000 | 0.00% | ||
| 17 | ELEPHANT TALK COMM CORP | 22,627 | 5,000 | 0.00% | ||
| 18 | COMMUNITY HEALTH SYS INC NEW | 836,986 | 5,000 | 0.00% | ||
| 19 | LPATH INC | 24,636 | 5,000 | 0.00% | ||
| 20 | NET ELEMENT INC COM | 20,202 | 6,000 | 0.00% | ||
| 21 | THRESHOLD PHARMACEUTICAL INC | 13,326 | 6,000 | 0.00% | ||
| 22 | SYNTA PHARMACEUTICALS CORP | 29,392 | 7,000 | 0.00% | ||
| 23 | BANRO CORP | 28,413 | 7,000 | 0.00% | ||
| 24 | AG&E HOLDINGS INC | 21,421 | 7,000 | 0.00% | ||
| 25 | OREXIGEN THERAPEUTICS INC COM | 14,600 | 8,000 | 0.00% | Call | |
| 26 | DENISON MINES CORP | 15,400 | 8,000 | 0.00% | Put | |
| 27 | DENISON MINES CORP | 15,431 | 8,000 | 0.00% | ||
| 28 | EnerJex Resources Inc. | 30,201 | 8,000 | 0.00% | ||
| 29 | HOUSTON AMERN ENERGY CORP | 40,149 | 8,000 | 0.00% | ||
| 30 | ANTARES PHARMA INC | 10,700 | 9,000 | 0.00% | Call | |
| 31 | REX ENERGY CORPORATION | 12,200 | 9,000 | 0.00% | Put | |
| 32 | STONE ENERGY CORP | 11,100 | 9,000 | 0.00% | Put | |
| 33 | IBIO INC COM | 15,369 | 9,000 | 0.00% | ||
| 34 | DRAFTDAY FANTASY SPORTS INC COM NEW | 37,623 | 9,000 | 0.00% | ||
| 35 | PENDRELL CORP | 16,119 | 9,000 | 0.00% | ||
| 36 | DOCUMENT SEC SYS INC COM | 48,948 | 9,000 | 0.00% | ||
| 37 | CHINA METRO-RURAL HLDGS LTD | 10,907 | 9,000 | 0.00% | ||
| 38 | NEPTUNE TECHNOLOGIES BIORESO | 10,200 | 10,000 | 0.00% | Call | |
| 39 | NEPTUNE TECHNOLOGIES BIORESO | 10,200 | 10,000 | 0.00% | Put | |
| 40 | QUANTUM CORP COM DSSG | 15,700 | 10,000 | 0.00% | Put | |
| 41 | WAFERGEN BIO-SYSTEMS INC | 15,517 | 10,000 | 0.00% | ||
| 42 | UNILIFE CORP | 16,048 | 11,000 | 0.00% | ||
| 43 | QUICKLOGIC CORP | 10,431 | 11,000 | 0.00% | ||
| 44 | HARVEST NATURAL RESOURCES IN | 17,900 | 11,000 | 0.00% | Call | |
| 45 | SUNTECH POWER HLDGS CO | 22,900,000 | 11,000 | 0.00% | PRN | |
| 46 | KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 | 294,218 | 11,000 | 0.00% | ||
| 47 | SAFE BULKERS INC | 13,900 | 11,000 | 0.00% | Put | |
| 48 | HEMISPHERX BIOPHARMA INC | 86,813 | 12,000 | 0.00% | ||
| 49 | THRESHOLD PHARMACEUTICAL INC | 25,500 | 12,000 | 0.00% | Put | |
| 50 | GLORI ENERGY INC | 59,796 | 12,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001446194-16-000013, filed 2016.05.13).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
