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Institutional Investment Manager
HighTower Advisors, LLC
HighTower Advisors, LLC (CIK: 0001462245) incorporated in Delaware, located at 200 W. Madison St., Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q3)
Original 13F HR (0001085146-15-002363) filed in 2015.11.16
#
Name
Shares
Value ($)
%
Options
Notes
1801 CLIFFS NAT RES INC 10,134 25 0.00%
1802 HOVNANIAN ENTERPRISES, INC. 13,500 25 0.00%
1803 ONCONOVA THERAPEUTICS 18,278 25 0.00%
1804 ADVANCED MICRO DEVICES INC 14,294 23 0.00%
1805 SKYSTAR BIO PHARMACEUTICAL 22,845 22 0.00%
1806 WAFERGEN BIO-SYSTEMS INC 15,040 21 0.00%
1807 LIMELIGHT NETWORKS INC 11,150 21 0.00%
1808 AMEDICA CORP 62,500 20 0.00%
1809 CORMEDIX INCORPORATED 10,001 20 0.00%
1810 NANOVIRICIDES INC 15,515 19 0.00%
1811 CHINA GREEN AGRICULTURE INC 10,000 17 0.00%
1812 TORCHLIGHT ENERGY RES INC 10,000 17 0.00%
1813 FULL HOUSE RESORTS INC 10,000 15 0.00%
1814 WIRELESS TELECOM GROUP INC 10,100 15 0.00%
1815 GIGA TRONICS INC 15,000 14 0.00%
1816 TASEKO MINES LTD 33,275 13 0.00%
1817 FUELCELL ENERGY INC COM NEW 18,250 13 0.00%
1818 DRYSHIPS INC 74,450 12 0.00%
1819 Rubicon Minerals Corp 12,824 9 0.00%
1820 LINCOLN EDL SVCS CORP 15,500 8 0.00%
1821 CUMULUS MEDIA INC 10,000 7 0.00%
1822 HALCON RESOURCES CORP 12,105 6 0.00%
1823 ALPHATEC HOLDINGS INC 18,375 6 0.00%
1824 TANZANIAN ROYALTY EXPL CORP 15,000 5 0.00%
1825 LIQUID HLDGS GROUP INC COM 70,000 5 0.00%
1826 PENN WEST PETE LTD NEW 12,000 5 0.00%
1827 CYCLACEL PHARMACEUTICALS INC 10,000 5 0.00%
1828 Odyssey Marine Exploration Inc 12,300 4 0.00%
1829 BANRO CORP 21,762 4 0.00%
1830 PROSPECT CAPITAL CORPORATION 3,646,000 3,505 0.05% PRN
1831 FIRST TR EXCHANGE TRADED FD 39,583 2,622 0.03% PRN
1832 ISHARES TR 4,020 380 0.01% PRN
1833 ISHARES TR 3,734 351 0.00% PRN
1834 JEFFERIES GROUP INC NEW SR DB CV3.875 29 29,000 29 0.00% PRN
1835 REDWOOD TR INC NOTE 4.625 4/1 28,000 27 0.00% PRN
1836 RESOURCE CAP CORP 28,000 26 0.00% PRN
1837 BLACKSTONE MTG TR INC 24,000 25 0.00% PRN
1838 TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 19,000 25 0.00% PRN
1839 APOLLO COML REAL EST FIN INC 25,000 25 0.00% PRN
1840 MERITAGE HOMES CORP NOTE 1.875 9/1 24,000 24 0.00% PRN
1841 SEACOR HOLDINGS INC 30,000 24 0.00% PRN
1842 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000 8/0 23,000 24 0.00% PRN
1843 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 31,000 23 0.00% PRN
1844 COLONY CAP INC 24,000 23 0.00% PRN
1845 FINISAR CORP 25,000 22 0.00% PRN
1846 ENCORE CAP GROUP INC 26,000 22 0.00% PRN
1847 ATLAS AIR WORLDWIDE HLDGS INC 2.25 06/01/2022 26,000 21 0.00% PRN
1848 NEWPARK RES INC SR NT CV 4 17 23,000 21 0.00% PRN
1849 ENVESTNET INC 24,000 21 0.00% PRN
1850 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 25,000 20 0.00% PRN
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