| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 67,736,000 | 68,837,000 | 25.32% | PRN | |
| 2 | ADVENT CAPITAL MANAGEMENT /DE/ | 55,215,000 | 56,457,000 | 20.76% | PRN | |
| 3 | INCOME RESEARCH & MANAGEMENT | 24,777,000 | 25,180,000 | 9.26% | PRN | |
| 4 | VICTORY CAPITAL MANAGEMENT INC | 24,142,570 | 24,534,000 | 9.02% | PRN | |
| 5 | OAKTREE CAPITAL MANAGEMENT LP | 10,810,000 | 11,098,000 | 4.08% | PRN | |
| 6 | LOOMIS SAYLES & CO L P | 337,324 | 6,834,000 | 2.51% | ||
| 7 | Lombard Odier Asset Management (Europe) Ltd | 5,900,000 | 6,014,000 | 2.21% | PRN | |
| 8 | GW CAPITAL INC | 5,695,000 | 5,780,000 | 2.13% | PRN | |
| 9 | LORD, ABBETT & CO. LLC | 5,477,000 | 5,587,000 | 2.05% | PRN | |
| 10 | AVIVA PLC | 4,900,000 | 4,996,000 | 1.84% | PRN | |
| 11 | VICTORY CAPITAL MANAGEMENT INC | 4,731,000 | 4,808,000 | 1.77% | ||
| 12 | GOLDMAN SACHS GROUP INC | 4,526,000 | 4,600,000 | 1.69% | PRN | |
| 13 | UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | 4,400,000 | 4,501,000 | 1.66% | PRN | |
| 14 | Apollo Management Holdings, L.P. | 4,100,000 | 4,182,000 | 1.54% | PRN | |
| 15 | BANK OF AMERICA CORP /DE/ | 3,284,000 | 3,331,000 | 1.23% | PRN | |
| 16 | BRAVE ASSET MANAGEMENT INC | 3,110,000 | 3,161,000 | 1.16% | ||
| 17 | CONNING INC. | 3,000,000 | 3,069,000 | 1.13% | PRN | |
| 18 | THRIVENT FINANCIAL FOR LUTHERANS | 2,625,000 | 2,678,000 | 0.98% | ||
| 19 | ZAZOVE ASSOCIATES LLC | 2,375,000 | 2,423,000 | 0.89% | PRN | |
| 20 | Calamos Advisors LLC | 2,288,000 | 2,338,000 | 0.86% | PRN | |
| 21 | EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | 2,040,000 | 2,073,000 | 0.76% | PRN | |
| 22 | PRIVATE MANAGEMENT GROUP INC | 1,995,000 | 2,041,000 | 0.75% | ||
| 23 | DEUTSCHE BANK AG\ | 1,943,000 | 1,974,000 | 0.73% | PRN | |
| 24 | NOMURA HOLDINGS INC | 1,897,000 | 1,930,000 | 0.71% | PRN | |
| 25 | KEYBANK NATIONAL ASSOCIATION/OH | 1,739,000 | 1,767,000 | 0.65% | ||
| 26 | MORGAN STANLEY | 1,625,000 | 1,649,000 | 0.61% | PRN | |
| 27 | RAYMOND JAMES & ASSOCIATES | 1,604,000 | 1,630,000 | 0.60% | PRN | |
| 28 | FIRST MANHATTAN CO. LLC. | 1,519,000 | 1,543,000 | 0.57% | PRN | |
| 29 | PNC FINANCIAL SERVICES GROUP, INC. | 15,000 | 1,525,000 | 0.56% | PRN | |
| 30 | JPMORGAN CHASE & CO | 1,288,000 | 1,306,000 | 0.48% | PRN | |
| 31 | CREDIT SUISSE AG/ | 937,000 | 952,000 | 0.35% | PRN | |
| 32 | Cutler Capital Management, LLC | 935,000 | 950,000 | 0.35% | PRN | |
| 33 | DEUTSCHE BANK AG\ | 875,000 | 889,000 | 0.33% | Put | PRN |
| 34 | SUNTRUST BANKS INC | 235,000 | 238,000 | 0.09% | ||
| 35 | Raymond James Financial Services Advisors, Inc. | 205,000 | 208,000 | 0.08% | PRN | |
| 36 | WELLS FARGO & COMPANY/MN | 151,000 | 153,000 | 0.06% | PRN | |
| 37 | CITIGROUP INC | 125,000 | 127,000 | 0.05% | PRN | |
| 38 | UBS Group AG | 94,000 | 96,000 | 0.04% | PRN | |
| 39 | SEI INVESTMENTS CO | 93,000 | 95,000 | 0.03% | ||
| 40 | ROYAL BANK OF CANADA | 52,000 | 53,000 | 0.02% | PRN | |
| 41 | SSI INVESTMENT MANAGEMENT LLC | 50,000 | 51,000 | 0.02% | PRN | |
| 42 | BlackRock Fund Advisors | 50,000 | 51,000 | 0.02% | PRN | |
| 43 | AMERIPRISE FINANCIAL INC | 42,000 | 43,000 | 0.02% | PRN | |
| 44 | Commonwealth Equity Services, Inc | 30,000 | 30,000 | 0.01% | ||
| 45 | HighTower Advisors, LLC | 29,000 | 29,000 | 0.01% | PRN | |
| 46 | Mariner, LLC | 25,000 | 25,000 | 0.01% | PRN | |
| 47 | BARCLAYS PLC | 22,000 | 22,000 | 0.01% | PRN | |
| 48 | STIFEL FINANCIAL CORP | 17,000 | 18,000 | 0.01% | PRN | |
| 49 | LPL Financial LLC | 10,000 | 10,000 | 0.00% | ||
| 50 | AMERICAN NATIONAL BANK & TRUST | 7,000 | 7,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
