| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ADVENT CAPITAL MANAGEMENT /DE/ | 65,505,000 | 62,648,000 | 19.67% | PRN | |
| 2 | Panning Capital Management, LP | 62,500,000 | 60,355,000 | 18.95% | PRN | |
| 3 | LINDEN ADVISORS LP | 54,137,000 | 51,739,000 | 16.24% | PRN | |
| 4 | ZAZOVE ASSOCIATES LLC | 40,140,000 | 38,524,000 | 12.10% | PRN | |
| 5 | AQR ARBITRAGE LLC | 18,375,000 | 17,651,000 | 5.54% | PRN | |
| 6 | Invesco Ltd. | 16,567,000 | 15,832,000 | 4.97% | PRN | |
| 7 | JPMORGAN CHASE & CO | 15,819,000 | 14,832,000 | 4.66% | PRN | |
| 8 | FMR LLC | 11,000,000 | 10,512,000 | 3.30% | PRN | |
| 9 | BESSEMER GROUP INC | 7,000,000 | 6,869,000 | 2.16% | PRN | |
| 10 | CREDIT AGRICOLE S A | 5,093,000 | 4,867,000 | 1.53% | PRN | |
| 11 | DEUTSCHE BANK AG\ | 4,802,000 | 4,588,000 | 1.44% | PRN | |
| 12 | Jefferies Group LLC | 3,777,000 | 3,609,000 | 1.13% | PRN | |
| 13 | SSI INVESTMENT MANAGEMENT LLC | 3,566,000 | 3,409,000 | 1.07% | PRN | |
| 14 | Hilton Capital Management, LLC | 3,250,000 | 3,106,000 | 0.98% | PRN | |
| 15 | Pine River Capital Management L.P. | 2,900,000 | 2,779,000 | 0.87% | PRN | |
| 16 | Ameritas Investment Partners, Inc. | 2,730,000 | 2,608,000 | 0.82% | PRN | |
| 17 | BANK OF AMERICA CORP /DE/ | 2,356,000 | 2,208,000 | 0.69% | PRN | |
| 18 | CITIGROUP INC | 2,118,000 | 2,024,000 | 0.64% | PRN | |
| 19 | Ferox Capital Management LP | 2,000,000 | 1,941,000 | 0.61% | PRN | |
| 20 | Calamos Advisors LLC | 2,000,000 | 1,906,000 | 0.60% | PRN | |
| 21 | NOMURA HOLDINGS INC | 1,992,000 | 1,904,000 | 0.60% | PRN | |
| 22 | Bank of New York Mellon Corp | 1,500,000 | 1,406,000 | 0.44% | ||
| 23 | Investors Capital Advisory Services | 666,000 | 636,000 | 0.20% | ||
| 24 | WELLS FARGO & COMPANY/MN | 637,000 | 608,000 | 0.19% | PRN | |
| 25 | GOLDMAN SACHS GROUP INC | 626,000 | 598,000 | 0.19% | PRN | |
| 26 | IRON Financial LLC | 395,000 | 381,000 | 0.12% | ||
| 27 | SUNTRUST BANKS INC | 263,000 | 251,000 | 0.08% | ||
| 28 | MORGAN STANLEY | 234,000 | 223,000 | 0.07% | PRN | |
| 29 | D.A. DAVIDSON & CO. | 153,000 | 152,000 | 0.05% | ||
| 30 | ROYAL BANK OF CANADA | 122,000 | 117,000 | 0.04% | PRN | |
| 31 | Wellesley Asset Management | 74,791 | 72,295 | 0.02% | PRN | |
| 32 | BlackRock Fund Advisors | 50,000 | 48,000 | 0.02% | PRN | |
| 33 | Creative Planning | 35,000 | 33,000 | 0.01% | PRN | |
| 34 | HighTower Advisors, LLC | 24,000 | 23,000 | 0.01% | PRN | |
| 35 | STIFEL FINANCIAL CORP | 24,000 | 23,000 | 0.01% | PRN | |
| 36 | BARCLAYS PLC | 18,000 | 17,000 | 0.01% | PRN | |
| 37 | ACG Wealth | 11,000 | 11,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
