| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | NATIONAL HEALTH INVS INC | 17,000 | 19,000 | 0.00% | PRN | |
| 52 | Prospect Capital Corp | 18,000 | 19,000 | 0.00% | PRN | |
| 53 | APOLLO COML REAL EST FIN INC | 18,000 | 19,000 | 0.00% | PRN | |
| 54 | GLOBALSTAR INC | 15,540 | 19,000 | 0.00% | ||
| 55 | WHEELER REAL ESTATE INVT TR | 11,500 | 20,000 | 0.00% | ||
| 56 | FIREEYE INC | 18,900 | 20,000 | 0.00% | Call | |
| 57 | POWERSHARES QQQ TRUST | 29,300 | 21,000 | 0.00% | Call | |
| 58 | PDL BIOPHARMA INC | 22,000 | 21,000 | 0.00% | PRN | |
| 59 | TRANSENTERIX INC | 12,423 | 21,000 | 0.00% | ||
| 60 | SKYWORKS SOLUTIONS INC | 21,100 | 21,000 | 0.00% | Call | |
| 61 | AVIRAGEN THERAPEUTICS INC | 11,516 | 22,000 | 0.00% | ||
| 62 | Isoray Inc | 30,000 | 22,000 | 0.00% | ||
| 63 | TTM TECHNOLOGIES INC | 17,000 | 22,000 | 0.00% | PRN | |
| 64 | ACTINIUM PHARMACEUTICALS INC | 17,200 | 23,000 | 0.00% | ||
| 65 | FEMALE HEALTH CO | 18,500 | 23,000 | 0.00% | ||
| 66 | REX ENERGY CORPORATION | 42,090 | 25,000 | 0.00% | ||
| 67 | FITBIT INC | 21,000 | 25,000 | 0.00% | Call | |
| 68 | BON-TON STORES INC | 14,500 | 25,000 | 0.00% | ||
| 69 | CASCADIAN THERAPEUTICS INC | 15,250 | 25,000 | 0.00% | ||
| 70 | TRANSATLANTIC PETROLEUM LTD | 22,220 | 27,000 | 0.00% | ||
| 71 | LEGACY RESVS LP | 20,221 | 27,000 | 0.00% | ||
| 72 | ORION ENERGY SYSTEMS INC | 20,300 | 27,000 | 0.00% | ||
| 73 | ATHERSYS INC NEW | 13,000 | 28,000 | 0.00% | ||
| 74 | DRYSHIPS INC | 62,221 | 28,000 | 0.00% | ||
| 75 | Curis, Inc | 10,610 | 28,000 | 0.00% | ||
| 76 | CELGENE CORP | 85,800 | 29,000 | 0.00% | Call | |
| 77 | NQ MOBILE INC | 73,400 | 29,000 | 0.00% | Call | |
| 78 | OASIS PETE INC NEW | 26,000 | 29,000 | 0.00% | Call | |
| 79 | Lloyds Banking Group Plc | 10,073 | 29,000 | 0.00% | ||
| 80 | SELECT SECTOR SPDR TR | 63,300 | 31,000 | 0.00% | Call | |
| 81 | BIOMARIN PHARMACEUTICAL INC | 22,700 | 32,000 | 0.00% | Put | |
| 82 | MANNKIND CORP. | 52,288 | 32,000 | 0.00% | ||
| 83 | SYNTHESIS ENERGY SYS INC | 26,500 | 32,000 | 0.00% | ||
| 84 | PARKER DRILLING COMPANY | 15,160 | 33,000 | 0.00% | ||
| 85 | APPROACH RESOURCES INC | 10,300 | 35,000 | 0.00% | ||
| 86 | CHINA CERAMICS CO LTD | 11,875 | 37,000 | 0.00% | ||
| 87 | ACADIA PHARMACEUTICALS INC COM | 45,000 | 38,000 | 0.00% | Call | |
| 88 | PDL BIOPHARMA INC | 11,667 | 39,000 | 0.00% | ||
| 89 | TURQUOISE HILL RES LTD | 13,200 | 39,000 | 0.00% | ||
| 90 | WESTPORT FUEL SYSTEMS INC | 24,966 | 40,000 | 0.00% | ||
| 91 | MITCHAM INDS | 12,333 | 41,000 | 0.00% | ||
| 92 | ENCANA CORP | 26,400 | 42,000 | 0.00% | Call | |
| 93 | MICRON TECHNOLOGY INC | 10,500 | 43,000 | 0.00% | Call | |
| 94 | IAMGOLD CORP | 10,626 | 43,000 | 0.00% | ||
| 95 | BAYTEX ENERGY CORP | 10,273 | 44,000 | 0.00% | ||
| 96 | SANDRIDGE PERMIAN TR | 15,429 | 44,000 | 0.00% | ||
| 97 | CORMEDIX INCORPORATED | 17,490 | 44,000 | 0.00% | ||
| 98 | Arena Pharmaceuticals, Inc | 26,450 | 46,000 | 0.00% | ||
| 99 | YAMANA GOLD INC | 10,585 | 46,000 | 0.00% | ||
| 100 | ROYAL BK SCOTLAND GROUP PLC | 10,225 | 48,000 | 0.00% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001462284-16-000019, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
