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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 REVOLUTION LIGHTING TECHNOLO COM 356,190 598 0.22%
2 PEABODY ENERGY CORP 16,257 201 0.07%
3 * ATMEL CORP COM 19,000 129 0.05%
4 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
5 3M CO 1,479 210 0.08%
6 ABBVIE INC 11,868 685 0.25%
7 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLERGAN PLC 1,773 428 0.16%
14 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
15 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
16 ALPS ETF TR 48,771 935 0.34%
17 ALTRIA GROUP INC 57,535 2,643 0.97%
18 AMARIN CORP PLC 18,150 20 0.01%
19 AMAZON COM INC 2,746 885 0.32%
20 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
21 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
22 AMERICAN APPAREL INC 12,500 10 0.00%
23 AMERICAN ELECTRIC POWER 6,862 358 0.13%
24 AMERICAN EXPRESS CO 6,883 603 0.22%
25 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
26 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
451 ISHARES TR 1,605 237 0.06%
452 WESTERN DIGITAL CORP 2,430 236 0.06%
453 FIRST TR EXCHANGE TRADED FD 6,370 235 0.06%
454 PIONEER NAT RES CO 1,193 235 0.06%
455 HENRY JACK & ASSOC INC 4,228 235 0.06%
456 CONTINENTAL RESOURE 3,521 234 0.06%
457 Fidelity Canada 3,779 234 0.06%
458 CARTER VALIDUS MISSION CRITICA COM 23,365 234 0.06%
459 Mutual Global Discovery Securities Fund 16,883 234 0.06%
460 ROYAL DUTCH SHELL PLC 2,943 233 0.06%
461 VANGUARD WORLD FD 1,990 233 0.06%
462 UNITED RENTALS INC 2,097 233 0.06%
463 TEXAS INSTRS INC 4,823 230 0.06%
464 PIMCO STRATEGIC INCOME FD 23,221 229 0.06%
465 WISDOMTREE TR 4,939 228 0.06%
466 DODGE & COX INTERNATIONAL STOCK FUND 5,053 228 0.06%
467 VIRNETX HLDG CORP 37,950 228 0.06%
468 VANGUARD TAX-MANAGED FDS 5,737 228 0.06%
469 ICAHN ENTERPRISES LP 2,150 228 0.06%
470 ISHARES TR 2,068 226 0.06%
471 KIMBERLY CLARK CORP 2,092 225 0.06%
472 SHERWIN WILLIAMS CO 1,025 224 0.06%
473 ISHARES TR 2,444 224 0.06%
474 VANGUARD INTL EQUITY INDEX F 5,383 224 0.06%
475 FLEETCOR TECHNOLOGIES INC 1,571 223 0.06%
476 CRH PLC 9,745 223 0.06%
477 HALLIBURTON CO 3,437 221 0.06%
478 UNI PIXEL INC COM NEW 34,887 221 0.06%
479 EATON VANCE RISK MNGD DIV EQ 18,907 221 0.06%
480 VANGUARD WHITEHALL FDS 3,317 220 0.06%
481 TELEFONAKTIEBOLAGET LM ERICS 17,517 220 0.06%
482 KROGER CO 4,218 219 0.06%
483 FLAHERTY CRUMRINE PFD SECS 11,279 218 0.06%
484 AKAMAI TECHNOLOGIES INC 2,003 218 0.06%
485 WYNDHAM WORLDWIDE CORP 2,688 218 0.06%
486 Ubs Ag Shs New 12,538 218 0.06%
487 BOARDWALK PIPELINE PARTNERS 11,680 218 0.06%
488 HOLLYFRONTIER CORP 4,924 215 0.06%
489 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 9,800 214 0.06%
490 FEDERATED NATL HLDG CO COM 7,614 214 0.06%
491 FIDELITY TOTAL BOND 20,058 214 0.06%
492 CLAYMORE EXCHANGE TRD FD TR 8,798 214 0.06%
493 VANGUARD INTL EQUITY INDEX F 3,884 214 0.06%
494 TEEKAY LNG PARTNERS L P 4,894 213 0.06%
495 BUFFALO WILD WINGS INC 1,585 213 0.06%
496 TEVA PHARMACEUTICAL INDS LTD 3,940 212 0.06%
497 SPDR DOW JONES INDL AVRG ETF 1,240 211 0.05%
498 HI-CRUSH PARTNERS LP 4,100 211 0.05%
499 3M CO 1,479 210 0.05%
500 First Eagle Fds Inc Overseas Fd Cl A 8,870 209 0.05%
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