Dark
Light
System
Security
PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 42 Institutional holders with a total value of $13,335,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Invesco Ltd. 186,997 1,844,000 13.83%
2 BANK OF AMERICA CORP /DE/ 184,069 1,815,000 13.61%
3 LPL Financial LLC 160,890 1,620,000 12.15%
4 NATIONAL PLANNING CORP 101,993 1,027,000 7.70%
5 MORGAN STANLEY 97,207 958,000 7.18%
6 Cambridge Investment Research Advisors, Inc. 94,308 930,000 6.97%
7 ROYAL BANK OF CANADA 49,388 487,000 3.65%
8 AQR CAPITAL MANAGEMENT LLC 35,828 353,000 2.65%
9 GUGGENHEIM CAPITAL LLC 35,776 352,000 2.64%
10 UBS AG 32,062 316,000 2.37%
11 WFG Advisors, LP 29,418 290,000 2.17%
12 Commonwealth Equity Services, Inc 26,872 265,000 1.99%
13 NTV ASSET MANAGEMENT LLC 24,748 244,000 1.83%
14 WELLS FARGO & COMPANY/MN 23,500 232,000 1.74%
15 Virtu KCG Holdings LLC 23,345 230,000 1.72%
16 B. Riley Wealth Advisors, Inc. 23,221 229,000 1.72%
17 AMERICAN INTERNATIONAL GROUP, INC. 18,949 186,837 1.40%
18 AMERIPRISE FINANCIAL INC 17,694 174,000 1.30%
19 LADENBURG THALMANN FINANCIAL SERVICES INC. 16,145 159,000 1.19%
20 NOMURA HOLDINGS INC 14,644 145,000 1.09%
21 GOLDMAN SACHS GROUP INC 12,938 128,000 0.96%
22 SII INVESTMENTS INC/WI 12,330 123,000 0.92%
23 Bank of New York Mellon Corp 11,952 118,000 0.88%
24 KMS FINANCIAL SERVICES, INC 11,863 117,000 0.88%
25 1ST SOURCE BANK 11,762 116,000 0.87%
26 STIFEL FINANCIAL CORP 11,652 115,000 0.86%
27 DOLIVER ADVISORS, LP 11,592 114,000 0.85%
28 Creative Planning 10,396 103,000 0.77%
29 Clearbridge Investments, LLC 10,394 102,000 0.76%
30 Smithfield Trust Co 8,003 79,000 0.59%
31 MSI Financial Services Inc 7,025 69,000 0.52%
32 PNC FINANCIAL SERVICES GROUP, INC. 5,200 51,000 0.38%
33 NEXT Financial Group, Inc 4,956 49,000 0.37%
34 FIRST MANHATTAN CO. LLC. 5,000 49,000 0.37%
35 NEW ENGLAND SECURITIES CORP /MA/ 4,053 40,000 0.30%
36 Financial Architects, Inc 3,000 30,000 0.22%
37 Prospera Financial Services Inc 138,762 28,000 0.21%
38 REILLY FINANCIAL ADVISORS, LLC 1,500 15,000 0.11%
39 1919 Investment Counsel, LLC 1,218 13,000 0.10%
40 FIFTH THIRD BANCORP 1,350 13,000 0.10%
41 FARMERS & MERCHANTS INVESTMENTS INC 400 4,000 0.03%
42 Winslow, Evans & Crocker, Inc. 250 2,466 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.