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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 13 Institutional holders with a total value of $1,690,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,797 700,000 41.42%
2 MORGAN STANLEY 11,816 436,000 25.80%
3 B. Riley Wealth Advisors, Inc. 6,370 235,000 13.91%
4 UBS AG 3,980 146,000 8.64%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,543 94,000 5.56%
6 CITIGROUP INC 742 28,000 1.66%
7 ROYAL BANK OF CANADA 507 19,000 1.12%
8 NEXT Financial Group, Inc 200 7,000 0.41%
9 WealthTrust-Arizona, LLC 202 7,000 0.41%
10 Tower Research Capital LLC (TRC) 197 7,000 0.41%
11 WFG Advisors, LP 200 7,000 0.41%
12 One Capital Management, LLC 45 2,000 0.12%
13 D.A. DAVIDSON & CO. 73 2,000 0.12%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.