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Institutional Investment Manager
B. Riley Wealth Advisors, Inc.
B. Riley Wealth Advisors, Inc. (CIK: 0001464811) incorporated in Washington, located at 40 S. Main St., Memphis, TN. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000910472-14-005123) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 Lord Abbett Shrt Dur Inc Fd 239,464 1,080 0.40%
2 * ATMEL CORP COM 19,000 129 0.05%
3 * SANDRIDGE ENERGY INC COM 28,800 124 0.05%
4 3M CO 1,479 210 0.08%
5 ABBVIE INC 11,868 685 0.25%
6 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.14%
7 ACTAVIS PLC 1,773 428 0.16%
8 AFLAC Inc 4,594 267 0.10%
9 AG MTG INVT TR INC 24,345 433 0.16%
10 AIM Invt Fds Invesco Bal Risk Allo Cl A 13,921 170 0.06%
11 AIM Invt Fds Invesco Bal Risk llo Cl Y 70,639 872 0.32%
12 AKAMAI TECHNOLOGIES INC 2,003 218 0.08%
13 ALLIANCEBERNSTEIN INCOME FUN 78,213 587 0.22%
14 ALPINE TTL DYNAMIC NEW 30,689 261 0.10%
15 ALPS ETF TR 48,771 935 0.34%
16 ALTRIA GROUP INC 57,535 2,643 0.97%
17 AMARIN CORP PLC 18,150 20 0.01%
18 AMAZON COM INC 2,746 885 0.32%
19 AMER RLTY CAP HEALTHCAR TR INC 15,000 157 0.06%
20 AMERICA MOVIL SAB DE CV 9,629 243 0.09%
21 AMERICAN APPAREL INC 12,500 10 0.00%
22 AMERICAN ELECTRIC POWER 6,862 358 0.13%
23 AMERICAN EXPRESS CO 6,883 603 0.22%
24 AMERICAN RLTY CAP PPTYS INC 48,689 587 0.22%
25 AMG YACKTMAN FUND CLASS I 18,562 461 0.17%
26 AMGEN INC 16,500 38 0.01%
27 AMR Asset Allocation 11,448 197 0.07%
28 AMR Global Small Capitalization HLS 10,724 119 0.04%
29 AMR International HLS 20,425 204 0.07%
30 AMR New World HLS 19,728 204 0.07%
31 ANADARKO PETROLE 2,622 266 0.10%
32 ANNALY CAP MGMT INC 15,089 161 0.06%
33 ANNALY CAP MGMT INC 35,719 381 0.14%
34 API EFF FRNT INCM I 13,904 167 0.06%
35 APPLE COMPUTER INC 8,371 843 0.31%
36 APPLE COMPUTER INC 102,550 10,016 3.67%
37 ARENA PHARMACEUTICALS INC 10,600 44 0.02%
38 ARMOUR RESIDENTIAL REIT INC 244,953 943 0.35%
39 AT&T INC 120,552 4,284 1.57%
40 ATLATSA RES CORP 10,651 3 0.00%
41 Abbott Labs Common 8,220 342 0.13%
42 Aberdeen Asia-Pacific Income 21,567 127 0.05%
43 Aegon Funding Corp 25,000 29 0.01%
44 Alcoa Inc 22,431 361 0.13%
45 Alliance Data Systems 1,236 307 0.11%
46 Allianzgi Conv & Income Fund I 46,435 424 0.16%
47 Allstate Corp 5,953 365 0.13%
48 Amerenenergy Generating Co 35,000 33 0.01%
49 American International Group Inc 5,487 296 0.11%
50 American Water Works, Inc. 9,245 446 0.16%
Page 1 of 10
New Holding filing (0000910472-14-005227) filed in 2014.11.20, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
251 DELTA AIRLINES INC DEL 11,535 417 0.11%
252 SELECT SECTOR SPDR TR 7,809 415 0.11%
253 Ivy Fds Science Tech Fd Cl A 7,733 414 0.11%
254 EATON VANCE TAX-MANAGED GLOBAL COM 41,320 414 0.11%
255 QUALCOMM INC 5,525 413 0.11%
256 CORNING INC 21,265 411 0.11%
257 STATE STR CORP 5,552 408 0.11%
258 GUGGENHEIM 1:1 EXC 4/9/18 739371839 4,190 408 0.11%
259 POWERSHARES ETF TRUST 7,330 405 0.11%
260 Rcs Capital Corp 17,944 404 0.11%
261 ISHARES TR 4,403 403 0.10%
262 WAL-MART STORES INC 5,262 402 0.10%
263 UNITEDHEALTH GROUP INC 4,599 397 0.10%
264 PALO ALTO NETWORKS INC 4,020 394 0.10%
265 MARKET VECTORS ETF TR 6,110 394 0.10%
266 HARTFORD FINL SVCS GROUP INC 10,492 391 0.10%
267 HINES GLOBAL REIT INC COM 37,602 391 0.10%
268 DOMINION ENERGY INC 5,649 390 0.10%
269 ISHARES TR 2,579 390 0.10%
270 Ivy Fds High Income Cl A 45,914 390 0.10%
271 MASCO CORP 16,178 387 0.10%
272 FAIRHOLME FUND 9,623 387 0.10%
273 JNL/NEUBERGER STRAT INCOME 36,839 387 0.10%
274 ISHARES TR 3,338 384 0.10%
275 CORNERSTONE STRATEGIC VALUE FD INC COM NEW 65,797 384 0.10%
276 WILLIAMS COS INC DEL 6,931 384 0.10%
277 LINN ENERGY LLC UNIT LTD LIAB 12,690 382 0.10%
278 ANNALY CAP MGMT INC 35,719 381 0.10%
279 ORACLE CORP 9,952 381 0.10%
280 ACCESS MIDSTREAM PARTNERS LP 5,926 377 0.10%
281 ISHARES TR 4,439 375 0.10%
282 CANADIAN PAC RY LTD 1,802 374 0.10%
283 DIREXION DAILY GOLD MINERS BUL 15,900 373 0.10%
284 VANGUARD INDEX FDS 3,080 371 0.10%
285 TRINITY INDS INC 7,936 371 0.10%
286 OXFORD LANE CAP CORP 23,978 368 0.10%
287 Archer-Daniels-Midland 7,191 367 0.10%
288 Allstate Corp 5,953 365 0.09%
289 HCA HEALTHCARE INC 5,147 363 0.09%
290 DANAHER CORP DEL 4,771 363 0.09%
291 SAREPTA THERAPEUTICS INC 16,320 363 0.09%
292 FIRST SOLAR INC 5,500 362 0.09%
293 Alcoa Inc 22,431 361 0.09%
294 Agnico Eagle 12,348 361 0.09%
295 PUTNAM MANAGED MUN INCOME TR 50,870 360 0.09%
296 AMERICAN ELECTRIC POWER 6,862 358 0.09%
297 WEATHERFORD INTL PLC 17,182 357 0.09%
298 VODAFONE GROUP PLC NEW 10,866 357 0.09%
299 Templeton Global Bond 26,754 355 0.09%
300 LORD ABBETT INVT TR SH DURA IN 78,994 355 0.09%
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