| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Yakira Capital Management, Inc. | 710,700 | 4,150,000 | 59.93% | ||
| 2 | NATIONAL PLANNING CORP | 85,465 | 486,000 | 7.02% | ||
| 3 | LPL Financial LLC | 80,990 | 456,000 | 6.59% | ||
| 4 | B. Riley Wealth Advisors, Inc. | 65,797 | 384,000 | 5.55% | ||
| 5 | Weiss Asset Management LP | 63,078 | 368,000 | 5.31% | ||
| 6 | RAYMOND JAMES & ASSOCIATES | 38,950 | 227,000 | 3.28% | ||
| 7 | Investors Capital Advisory Services | 33,784 | 197,000 | 2.84% | ||
| 8 | CSS LLC/IL | 28,620 | 167,000 | 2.41% | ||
| 9 | Private Advisor Group, LLC | 22,807 | 133,000 | 1.92% | ||
| 10 | CITADEL ADVISORS LLC | 16,705 | 98,000 | 1.42% | ||
| 11 | Cetera Advisors LLC | 16,464 | 96,000 | 1.39% | ||
| 12 | Creative Planning | 8,816 | 51,000 | 0.74% | ||
| 13 | MORGAN STANLEY | 5,841 | 34,000 | 0.49% | ||
| 14 | D.A. DAVIDSON & CO. | 4,159 | 24,000 | 0.35% | ||
| 15 | UBS AG | 2,920 | 17,000 | 0.25% | ||
| 16 | Thomas J. Herzfeld Advisors, Inc. | 2,066 | 12,000 | 0.17% | ||
| 17 | MSI Financial Services Inc | 1,700 | 10,000 | 0.14% | ||
| 18 | NEXT Financial Group, Inc | 1,200 | 7,000 | 0.10% | ||
| 19 | Tower Research Capital LLC (TRC) | 854 | 5,000 | 0.07% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 460 | 2,686 | 0.04% | ||
| 21 | CITIGROUP INC | 18 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
