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Institutional Investment Manager
COWEN INC.
COWEN INC. (CIK: 0001466538) incorporated in Delaware, registered under Security Brokers, Dealers & Flotation Companies, located at 599 Lexington Avenue, 20th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001085146-15-000623) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
51 Allergan plc 2,500 1 0.00%
52 Allergan plc 3,700 1 0.00% Call
53 DREAMWORKS ANIMATION SKG INC 50,000 1 0.00% Call
54 TIVO INC 99,100 1 0.00% Call
55 HUNTSMAN CORP 33,800 1 0.00% Call
56 HUNTSMAN CORP 26,500 1 0.00%
57 LILLY ELI & CO 12,500 1 0.00% Put
58 CareFusion 11,457 1 0.00%
59 BARNES & NOBLE INC 30,000 1 0.00% Put
60 PAYCHEX INC 12,700 1 0.00% Put
61 ASTRAZENECA PLC 10,000 1 0.00% Put
62 R H 20,000 2 0.00% Put
63 SunEdison Inc 103,900 2 0.00% Put
64 SunEdison Inc 93,500 2 0.00%
65 KRAFT HEINZ CO COM 25,000 2 0.00% Put
66 PAYCHEX INC 45,000 3 0.00% Call
67 MERCK & CO INC 56,600 3 0.00% Call
68 VALE S A 500,000 4 0.00%
69 REPLIGEN CORP COM 160,500 4 0.00% Call
70 LEVEL 3 COMM 80,000 4 0.00% Call
71 VALE S A 500,000 4 0.00% Put
72 SEADRILL LIMITED 430,000 5 0.00% Call
73 PFIZER INC 200,000 6 0.00% Call
74 HOUSTON AMERN ENERGY CORP 38,000 6 0.00%
75 LOCKHEED MARTIN CORP 36,000 7 0.00% Call
76 ANADARKO PETE CORP 105,018 9 0.00%
77 ANADARKO PETE CORP 105,000 9 0.00% Put
78 Real Goods Solar Cl A Class A 19,200 9 0.00%
79 DENISON MINES CORP 16,500 15 0.00%
80 RENTECH INC 15,000 19 0.00%
81 Amern Superconductor Cp 30,000 22 0.00%
82 HANWHA Q CELL CO LTD 24,200 27 0.00%
83 RLJ ENTMT INC 13,503 27 0.00%
84 SONUS NETWORKS INC 11,000 44 0.00%
85 RENESOLA LTD 31,200 44 0.00%
86 LADENBURG THALMAN FIN SVCS I 13,200 52 0.00%
87 CHRISTOPHER & BANKS CORP 11,800 67 0.01%
88 DELCATH SYS INC COM NEW 75,000 91 0.01%
89 ORBITZ WORLDWIDE INC 13,100 108 0.01%
90 IGI LABS INC 13,200 116 0.01%
91 22ND CENTY GROUP INC 90,000 149 0.01%
92 SILVER STD RES INC 30,000 150 0.01%
93 ONCOTHYREON INC COM N/C EFF 6/ 100,000 190 0.01%
94 NORTHWEST PIPE CO 7,270 219 0.02%
95 MONMOUTH REAL ESTATE INVT CO 20,000 221 0.02%
96 BERKSHIRE HATHAWAY INC DEL 1 226 0.02%
97 MICROSOFT CORP 5,000 232 0.02%
98 UNITED STATES STL CORP NEW 9,500 254 0.02%
99 EXXON MOBIL CORP 2,871 265 0.02%
100 SIGA TECHNOLOGIES ORD 188,798 272 0.02%
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