Dark
Light
System
Security
LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 89 Institutional holders with a total value of $87,216,497.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,602,444 14,229,000 16.31%
2 BlackRock Institutional Trust Company, N.A. 3,199,678 12,639,000 14.49%
3 BlackRock Fund Advisors 2,782,523 10,991,000 12.60%
4 STATE STREET CORP 1,518,141 5,994,000 6.87%
5 DIMENSIONAL FUND ADVISORS LP 1,169,203 4,618,000 5.29%
6 NORTHERN TRUST CORP 1,071,500 4,232,000 4.85%
7 GEODE CAPITAL MANAGEMENT, LLC 592,962 2,342,000 2.69%
8 GSA CAPITAL PARTNERS LLP 556,640 2,199,000 2.52%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 552,100 2,159,000 2.48%
10 Bank of New York Mellon Corp 478,123 1,888,000 2.16%
11 Catalyst Capital Advisors LLC 465,420 1,839,000 2.11%
12 Geduld E E 435,000 1,718,000 1.97%
13 Coe Capital Management, LLC 366,205 1,446,660 1.66%
14 TIAA CREF INVESTMENT MANAGEMENT LLC 354,367 1,400,000 1.61%
15 RUSSELL FRANK CO/ 311,218 1,226,000 1.41%
16 Informed Momentum Co LLC 296,760 1,172,000 1.34%
17 ANALYTIC INVESTORS, LLC 289,975 1,145,000 1.31%
18 BlackRock Investment Management, LLC 287,021 1,134,000 1.30%
19 BANK OF AMERICA CORP /DE/ 258,070 1,019,000 1.17%
20 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 237,209 937,000 1.07%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 223,904 885,000 1.01%
22 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 184,986 731,000 0.84%
23 AQR CAPITAL MANAGEMENT LLC 183,345 724,000 0.83%
24 UBS Group AG 178,107 703,000 0.81%
25 STONERIDGE INVESTMENT PARTNERS LLC 152,147 601,000 0.69%
26 STRS OHIO 141,900 561,000 0.64%
27 TEACHERS ADVISORS, LLC 133,559 528,000 0.61%
28 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 124,400 491,000 0.56%
29 RENAISSANCE TECHNOLOGIES LLC 116,500 460,000 0.53%
30 ORACLE INVESTMENT MANAGEMENT INC 111,789 442,000 0.51%
31 RHUMBLINE ADVISERS 85,008 336,000 0.39%
32 METROPOLITAN LIFE INSURANCE CO/NY 80,276 317,000 0.36%
33 Nationwide Fund Advisors 76,066 300,000 0.34%
34 RAYMOND JAMES & ASSOCIATES 75,900 300,000 0.34%
35 MORGAN STANLEY 72,689 287,000 0.33%
36 CREDIT SUISSE AG/ 69,466 275,000 0.32%
37 MANUFACTURERS LIFE INSURANCE COMPANY, THE 67,747 267,000 0.31%
38 A.R.T. Advisors, LLC 67,542 266,000 0.30%
39 AMERICAN INTERNATIONAL GROUP, INC. 63,750 251,813 0.29%
40 ROYAL BANK OF CANADA 63,002 249,000 0.29%
41 Horizon Kinetics LLC 62,700 247,000 0.28%
42 NOMURA HOLDINGS INC 62,172 242,000 0.28%
43 BLACKROCK ADVISORS LLC 56,030 221,000 0.25%
44 JANE STREET GROUP, LLC 52,854 209,000 0.24%
45 Moors & Cabot, Inc. 46,800 187,000 0.21%
46 MILLENNIUM MANAGEMENT LLC 44,489 176,000 0.20%
47 Virtu KCG Holdings LLC 42,410 168,000 0.19%
48 SG Americas Securities, LLC 41,232 163,000 0.19%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,055 162,000 0.19%
50 ACG Wealth 40,950 162,000 0.19%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.