Dark
Light
System
Security
ONCOTHYREON INC COM N/C EFF 6/
ONCOTHYREON INC COM N/C EFF 6/. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 90 Institutional holders with a total value of $100,052,805.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BVF INC/IL 13,762,260 26,148,000 26.13%
2 QVT Financial LP 5,044,484 9,476,000 9.47%
3 FRANKLIN RESOURCES INC 3,919,800 7,448,000 7.44%
4 BlackRock Institutional Trust Company, N.A. 3,142,121 5,970,000 5.97%
5 Avoro Capital Advisors LLC 2,991,636 5,684,000 5.68%
6 VANGUARD GROUP INC 2,273,683 4,320,000 4.32%
7 BlackRock Fund Advisors 2,244,246 4,264,000 4.26%
8 Broadfin Capital, LLC 2,000,000 3,800,000 3.80%
9 DRIEHAUS CAPITAL MANAGEMENT LLC 1,139,286 2,165,000 2.16%
10 Gruss Capital Management LP 1,005,000 1,910,000 1.91%
11 FMR LLC 971,900 1,847,000 1.85%
12 ADAGE CAPITAL PARTNERS GP, L.L.C. 950,000 1,805,000 1.80%
13 D. E. Shaw & Co., Inc. 936,448 1,779,000 1.78%
14 NORTHERN TRUST CORP 858,116 1,631,000 1.63%
15 MILLENNIUM MANAGEMENT LLC 775,000 1,473,000 1.47%
16 STATE STREET CORP 753,138 1,430,000 1.43%
17 Candriam S.C.A. 740,000 1,406,000 1.41%
18 SABBY MANAGEMENT, LLC 724,500 1,377,000 1.38%
19 Point72 Asset Management, L.P. 721,075 1,370,000 1.37%
20 JPMORGAN CHASE & CO 659,400 1,253,000 1.25%
21 HIGHLAND CAPITAL MANAGEMENT LP 566,609 1,077,000 1.08%
22 BRIDGEWAY CAPITAL MANAGEMENT, LLC 516,588 982,000 0.98%
23 GEODE CAPITAL MANAGEMENT, LLC 460,069 874,000 0.87%
24 SPHERA FUNDS MANAGEMENT LTD. 428,000 813,000 0.81%
25 PERKINS CAPITAL MANAGEMENT INC 427,065 811,000 0.81%
26 DEERFIELD MANAGEMENT COMPANY, L.P. 398,499 757,000 0.76%
27 PERCEPTIVE ADVISORS LLC 325,000 618,000 0.62%
28 OXFORD ASSET MANAGEMENT LLP 317,915 605,000 0.60%
29 Bank of New York Mellon Corp 315,009 598,000 0.60%
30 TIAA CREF INVESTMENT MANAGEMENT LLC 276,674 526,000 0.53%
31 Weiss Multi-Strategy Advisers LLC 230,000 437,000 0.44%
32 BlackRock Investment Management, LLC 226,545 430,000 0.43%
33 DEUTSCHE BANK AG\ 173,079 328,000 0.33%
34 NOMURA HOLDINGS INC 160,582 303,000 0.30%
35 Telemetry Investments, L.L.C. 155,500 295,000 0.29%
36 JACOBS LEVY EQUITY MANAGEMENT, INC 152,771 290,000 0.29%
37 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 149,678 284,000 0.28%
38 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 167,000 271,000 0.27%
39 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 129,500 247,000 0.25%
40 COWEN INC. 100,000 190,000 0.19%
41 TEACHERS ADVISORS, LLC 98,162 187,000 0.19%
42 TFS CAPITAL LLC 84,643 161,000 0.16%
43 STIFEL FINANCIAL CORP 83,765 159,000 0.16%
44 SG Americas Securities, LLC 76,895 146,000 0.15%
45 CREDIT SUISSE AG/ 68,231 129,000 0.13%
46 VOYA INVESTMENT MANAGEMENT LLC 61,046 116,000 0.12%
47 Nationwide Fund Advisors 60,747 115,000 0.11%
48 Connor, Clark & Lunn Investment Management Ltd. 57,300 109,000 0.11%
49 RHUMBLINE ADVISERS 57,210 109,000 0.11%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 56,120 107,000 0.11%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.