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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001144204-14-068848) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 LIGHT & WONDER INC COM 310,000 3,339 0.41% Call
52 DOLBY LABORATORIES INC 81,472 3,405 0.42%
53 ADEPT TECHNOLOGY INC 408,109 3,432 0.42%
54 SPDR GOLD TR 30,000 3,486 0.43% Put
55 Red Lion Hotels 621,439 3,536 0.43%
56 SYNERGETICS USA INC 1,082,792 3,692 0.45%
57 FALCONSTOR SOFTWARE INC 3,220,486 3,704 0.45%
58 ABERCROMBIE & FITCH CO 103,600 3,765 0.46% Call
59 POTBELLY CORP 326,400 3,806 0.47%
60 LIGHT & WONDER INC COM 357,200 3,847 0.47% Call
61 TFS FINL CORP 273,387 3,915 0.48%
62 ELECTRONIC ARTS INC 110,000 3,917 0.48% Put
63 ACTUATE CORP 1,009,700 3,938 0.48%
64 RADIANT LOGISTICS INC 1,108,193 4,078 0.50%
65 ABERCROMBIE & FITCH CO 112,308 4,081 0.50%
66 ISHARES TR 15,000 4,104 0.50% Put
67 CROCS INC 327,900 4,125 0.51% Call
68 ISHARES TR 60,000 4,152 0.51% Put
69 SODASTREAM INTERNATIONAL LTD 150,000 4,424 0.54% Call
70 REPUBLIC BANCORP KY 189,835 4,497 0.55%
71 LIGHT & WONDER INC COM 455,700 4,908 0.60% Call
72 STEWART INFORMATION SVCS COR 172,190 5,054 0.62%
73 LIFE TIME FITNESS 106,100 5,352 0.66% Call
74 ISHARES TR 20,000 5,473 0.67% Put
75 DEAN FOODS CO NEW 414,300 5,489 0.67% Call
76 FACEBOOK INC 70,000 5,533 0.68% Put
77 UNITED RENTALS INC 50,000 5,555 0.68% Call
78 SODASTREAM INTERNATIONAL LTD 190,000 5,603 0.69%
79 CITI TRENDS INC COM 256,229 5,663 0.70%
80 CROWN MEDIA HLDGS INC 1,789,494 5,726 0.70%
81 SPDR GOLD TR 50,000 5,811 0.71% Put
82 SPDR GOLD TR 50,000 5,811 0.71% Put
83 TIME WARNER INC 77,500 5,829 0.72% Call
84 UNITED RENTALS INC 53,262 5,917 0.73%
85 SEARS HLDGS CORP 161,000 6,052 0.74% Call
86 CLIFTON BANCORP INC 481,500 6,062 0.74%
87 FIDELITY NATIONAL FINANCIAL 221,500 6,144 0.75%
88 LIBERTY TRIPADVISOR HLDGS INC COM SER A 186,000 6,305 0.77%
89 BANCORP INC DEL COM 737,260 6,333 0.78%
90 OWENS RLTY MTG INC 450,500 6,420 0.79%
91 LIGHT & WONDER INC COM 600,000 6,462 0.79% Call
92 AIR LEASE CORP 200,000 6,500 0.80% Call
93 EVOLUTION PETE CORP 744,654 6,836 0.84%
94 MIDWAY GOLD CORP 6,581,676 6,845 0.84%
95 PERRY ELLIS INTL INC 346,534 7,052 0.87%
96 Liberty Ventures 186,000 7,061 0.87%
97 PGT INNOVATIONS INC COM 761,971 7,102 0.87%
98 3-D SYS CORP DEL 155,200 7,197 0.88% Put
99 AMERICAN RLTY CAP PPTYS INC 602,100 7,261 0.89% Put
100 ELECTRONIC ARTS INC 206,000 7,336 0.90% Put
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