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SYNERGETICS USA INC
SYNERGETICS USA INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 50 Institutional holders with a total value of $39,926,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cortina Asset Management, LLC 1,922,536 6,556,000 16.42%
2 ROYCE & ASSOCIATES LP 1,531,149 5,221,000 13.08%
3 Nantahala Capital Management, LLC 1,082,792 3,692,000 9.25%
4 MARXE AUSTIN W & GREENHOUSE DAVID M 1,036,727 3,535,000 8.85%
5 NORTHPOINTE CAPITAL LLC 878,572 2,996,000 7.50%
6 KENNEDY CAPITAL MANAGEMENT LLC 595,529 2,031,000 5.09%
7 VANGUARD GROUP INC 583,810 1,990,000 4.98%
8 WHITE PINE CAPITAL LLC 581,200 1,982,000 4.96%
9 WASATCH ADVISORS LP 450,000 1,535,000 3.84%
10 Pacific Ridge Capital Partners, LLC 435,630 1,485,000 3.72%
11 WHITEBOX ADVISORS LLC 319,263 1,089,000 2.73%
12 Foundry Partners, LLC 283,374 966,000 2.42%
13 Grandeur Peak Global Advisors, LLC 188,262 642,000 1.61%
14 DEARBORN PARTNERS LLC 186,124 635,000 1.59%
15 SHEPHERD KAPLAN KROCHUK, LLC 177,326 605,000 1.52%
16 RENAISSANCE TECHNOLOGIES LLC 153,400 523,000 1.31%
17 Brandywine Global Investment Management, LLC 138,530 473,000 1.18%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 138,460 472,000 1.18%
19 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 89,900 307,000 0.77%
20 NORTHERN TRUST CORP 87,693 300,000 0.75%
21 Municipal Employees' Retirement System of Michigan 88,100 300,000 0.75%
22 GEODE CAPITAL MANAGEMENT, LLC 85,152 290,000 0.73%
23 BlackRock Fund Advisors 79,913 273,000 0.68%
24 WealthTrust Axiom LLC 78,700 268,000 0.67%
25 NOTTINGHAM ADVISORS, INC. 70,000 237,000 0.59%
26 ATLANTIC INVESTMENT Co 54,925 187,000 0.47% PRN
27 Hillsdale Investment Management Inc. 52,700 180,000 0.45%
28 MORGAN STANLEY 44,457 152,000 0.38%
29 Plancorp, LLC 39,714 135,000 0.34%
30 ANDERSON HOAGLAND & CO 39,224 119,000 0.30%
31 WELLS FARGO & COMPANY/MN 34,090 116,000 0.29%
32 Bank of New York Mellon Corp 27,789 95,000 0.24%
33 Rotella Capital Management, Inc. 19,811 68,000 0.17%
34 ALPINE WOODS CAPITAL INVESTORS, LLC 19,000 65,000 0.16%
35 PRICE T ROWE ASSOCIATES INC /MD/ 17,900 61,000 0.15%
36 STATE STREET CORP 16,600 57,000 0.14%
37 REGIONS FINANCIAL CORP 16,000 55,000 0.14%
38 KOPP INVESTMENT ADVISORS LLC 12,940 44,000 0.11%
39 NATIONAL PLANNING CORP 11,475 39,000 0.10%
40 US BANCORP \DE\ 10,000 34,000 0.09%
41 DUNCKER STREETT & CO INC 9,300 32,000 0.08%
42 Creative Planning 5,938 20,000 0.05%
43 EARNEST PARTNERS LLC 5,200 18,000 0.05%
44 BlackRock Investment Management, LLC 4,367 15,000 0.04%
45 UBS AG 3,379 12,000 0.03%
46 MUFG Americas Holdings Corp 1,660 6,000 0.02%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,064 4,000 0.01%
48 BANK OF AMERICA CORP /DE/ 1,146 4,000 0.01%
49 NEXT Financial Group, Inc 1,000 3,000 0.01%
50 Tower Research Capital LLC (TRC) 570 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.