Dark
Light
System
Security
FALCONSTOR SOFTWARE INC
FALCONSTOR SOFTWARE INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 39 Institutional holders with a total value of $15,558,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 3,220,486 3,704,000 23.81%
2 BOURGEON CAPITAL MANAGEMENT LLC 1,444,684 1,661,000 10.68%
3 VANGUARD GROUP INC 1,222,908 1,406,000 9.04%
4 BlackRock Institutional Trust Company, N.A. 1,025,731 1,180,000 7.58%
5 DIMENSIONAL FUND ADVISORS LP 824,554 948,000 6.09%
6 Teton Advisors, Inc. 760,343 874,000 5.62%
7 Bank of New York Mellon Corp 644,537 741,000 4.76%
8 Potomac Capital Management, Inc. 602,774 693,000 4.45%
9 GAMCO INVESTORS, INC. ET AL 582,000 669,000 4.30%
10 GABELLI FUNDS LLC 505,000 581,000 3.73%
11 BRIGHTFIELD CAPITAL MANAGEMENT LLC 500,000 575,000 3.70%
12 Benchmark Capital Advisors 416,500 479,000 3.08%
13 HERALD INVESTMENT MANAGEMENT Ltd 300,000 327,000 2.10%
14 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 271,000 312,000 2.01%
15 JACOBS LEVY EQUITY MANAGEMENT, INC 171,076 197,000 1.27%
16 IRIDIAN ASSET MANAGEMENT LLC/CT 165,385 190,000 1.22%
17 Cowen Prime Services LLC 163,163 188,000 1.21%
18 GEODE CAPITAL MANAGEMENT, LLC 147,433 169,000 1.09%
19 FIRST MANHATTAN CO. LLC. 106,052 121,000 0.78%
20 BRIDGEWAY CAPITAL MANAGEMENT, LLC 100,000 115,000 0.74%
21 BlackRock Fund Advisors 90,863 104,000 0.67%
22 NORTHERN TRUST CORP 84,093 96,000 0.62%
23 MENTA CAPITAL LLC 30,271 35,000 0.22%
24 GOLDMAN SACHS GROUP INC 25,759 30,000 0.19%
25 STATE STREET CORP 23,296 26,000 0.17%
26 Rotella Capital Management, Inc. 19,786 23,000 0.15%
27 BANK OF AMERICA CORP /DE/ 18,900 22,000 0.14%
28 Virtu KCG Holdings LLC 16,358 19,000 0.12%
29 BLACKROCK ADVISORS LLC 16,584 19,000 0.12%
30 Spark Investment Management LLC 16,700 19,000 0.12%
31 Timber Hill LLC 10,922 13,000 0.08%
32 BARCLAYS PLC 6,506 7,000 0.04%
33 BlackRock Investment Management, LLC 4,715 5,000 0.03%
34 MORGAN STANLEY 2,300 3,000 0.02%
35 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,749 2,000 0.01%
36 ROYAL BANK OF CANADA 2,000 2,000 0.01%
37 Tower Research Capital LLC (TRC) 967 1,000 0.01%
38 WFG Advisors, LP 500 1,000 0.01%
39 COLONY GROUP LLC 1,000 1,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.