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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001144204-16-119495) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 OCWEN FINL CORP 186,000 318 0.03% Call
52 ON DECK CAP INC 592,515 3,051 0.33%
53 OWENS RLTY MTG INC 916,268 15,247 1.65%
54 PAIN THERAPEUTICS INC 5,735,324 12,560 1.36%
55 PHARMATHENE INC COM 3,252,045 7,935 0.86%
56 PHOTOMEDEX INC COM PAR NEW 1,384,777 349 0.04%
57 POWERSHARES QQQ TRUST 250,000 26,885 2.91% Put
58 QAD INC 245,765 4,252 0.46%
59 QAD Inc 518,716 9,996 1.08%
60 R H 272,876 7,826 0.85%
61 RADIANT LOGISTICS INC 2,550,665 7,652 0.83%
62 REGIONAL MGMT CORP 172,974 2,536 0.27%
63 REPUBLIC BANCORP KY CL A 191,314 5,286 0.57%
64 SAREPTA THERAPEUTICS INC 150,000 2,861 0.31% Call
65 SCICLONE PHARMACEUTICALS INC 1,769,558 23,110 2.51%
66 SODASTREAM INTERNATIONAL LTD 1,386,290 29,570 3.21%
67 SUNCOKE ENERGY INC COM 464,182 2,702 0.29%
68 SUNCOKE ENERGY PARTNERS L P 97,375 1,052 0.11%
69 TRANS WORLD ENTMT CORP 1,784,034 6,690 0.73%
70 TRAVELCENTERS AMER LLC COM 152,511 1,244 0.13%
71 UNIVERSAL TECHNICAL INST INC 49,003 111 0.01%
72 WHITEHORSE FIN INC 57,132 618 0.07%
73 YAHOO INC 1,042,776 39,167 4.25%
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