| 1 |
Advisors Asset Management, Inc. |
908,674 |
9,832,000 |
47.15% |
|
|
| 2 |
UBS Group AG |
266,842 |
2,888,000 |
13.85% |
|
|
| 3 |
ARES MANAGEMENT LLC |
153,210 |
1,657,000 |
7.95% |
|
|
| 4 |
MORGAN STANLEY |
124,628 |
1,348,000 |
6.46% |
|
|
| 5 |
FIRST TRUST CAPITAL MANAGEMENT L.P. |
69,890 |
756,210 |
3.63% |
|
|
| 6 |
Muzinich & Co., Inc. |
65,733 |
711,000 |
3.41% |
|
|
| 7 |
Orinda Asset Management LLC |
63,098 |
655,000 |
3.14% |
|
|
| 8 |
Nantahala Capital Management, LLC |
57,132 |
618,000 |
2.96% |
|
|
| 9 |
DEUTSCHE BANK AG\ |
54,352 |
587,000 |
2.82% |
|
|
| 10 |
NUVEEN ASSET MANAGEMENT INC. |
36,353 |
393,000 |
1.88% |
|
|
| 11 |
Nuveen Asset Management, LLC |
34,351 |
372,000 |
1.78% |
|
|
| 12 |
TWO SIGMA INVESTMENTS, LP |
31,801 |
344,000 |
1.65% |
|
|
| 13 |
TWO SIGMA ADVISERS, LP |
26,693 |
289,000 |
1.39% |
|
|
| 14 |
BAIRD FINANCIAL GROUP, INC. |
25,554 |
276,000 |
1.32% |
|
|
| 15 |
CITIGROUP INC |
3,553 |
38,000 |
0.18% |
|
|
| 16 |
ROYAL BANK OF CANADA |
2,800 |
30,000 |
0.14% |
|
|
| 17 |
ADVISOR GROUP, INC. |
1,616 |
17,000 |
0.08% |
|
|
| 18 |
US BANCORP \DE\ |
1,500 |
16,000 |
0.08% |
|
|
| 19 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
944 |
10,000 |
0.05% |
|
|
| 20 |
BROWN BROTHERS HARRIMAN & CO |
750 |
8,000 |
0.04% |
|
|
| 21 |
PANAGORA ASSET MANAGEMENT INC |
305 |
3,000 |
0.01% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
229 |
2,000 |
0.01% |
|
|
| 23 |
WOLVERINE TRADING LP /BD |
118 |
1,280 |
0.01% |
|
|
| 24 |
WELLS FARGO & COMPANY/MN |
0 |
0 |
0.00% |
|
|
