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QAD INC
QAD INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 22 Institutional holders with a total value of $9,449,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Nantahala Capital Management, LLC 245,765 4,252,000 45.00%
2 Tikvah Management LLC 85,907 1,486,000 15.73%
3 DIMENSIONAL FUND ADVISORS LP 80,753 1,397,000 14.78%
4 VANGUARD GROUP INC 38,512 666,000 7.05%
5 GEODE CAPITAL MANAGEMENT, LLC 35,431 612,000 6.48%
6 BlackRock Institutional Trust Company, N.A. 27,968 484,000 5.12%
7 BAMCO INC /NY/ 11,000 190,000 2.01%
8 POTRERO CAPITAL RESEARCH LLC 10,134 175,000 1.85%
9 AXA S.A. 5,500 95,000 1.01%
10 UBS Group AG 1,250 22,000 0.23%
11 BLACKROCK ADVISORS LLC 1,021 18,000 0.19%
12 RUTABAGA CAPITAL MANAGEMENT LLC/MA 972 17,000 0.18%
13 Joel Isaacson & Co., LLC 500 9,000 0.10%
14 Tower Research Capital LLC (TRC) 437 8,000 0.08%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 378 6,000 0.06%
16 EARNEST PARTNERS LLC 250 4,000 0.04%
17 BlackRock Investment Management, LLC 249 4,000 0.04%
18 BlackRock Fund Advisors 244 4,000 0.04%
19 ADVISOR GROUP, INC. 10 0 0.00%
20 WELLS FARGO & COMPANY/MN 8 0 0.00%
21 MUFG Americas Holdings Corp 1 0 0.00%
22 JPMORGAN CHASE & CO 24 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.