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Institutional Investment Manager
Nantahala Capital Management, LLC
Nantahala Capital Management, LLC (CIK: 0001472322) incorporated in Massachusetts, located at 130 Main St., New Canaan, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Original 13F HR (0001144204-17-008613) filed in 2017.02.14
#
Name
Shares
Value ($)
%
Options
Notes
51 PAIN THERAPEUTICS INC 3,429,353 1,955 0.20%
52 PHARMATHENE INC COM 3,202,045 10,407 1.08%
53 QAD Inc 758,954 23,072 2.40%
54 R H 300,000 9,210 0.96% Call
55 R H 364,376 11,186 1.16%
56 R H 100,000 3,070 0.32% Call
57 R H 300,000 9,210 0.96% Call
58 RADIANT LOGISTICS INC 1,544,154 6,022 0.63%
59 REPUBLIC BANCORP KY 7,371 291 0.03%
60 SCICLONE PHARMACEUTICALS INC 2,169,043 23,426 2.43%
61 SEARS HLDGS CORP 500,000 4,645 0.48% Call
62 SODASTREAM INTERNATIONAL LTD 1,040,817 41,081 4.26%
63 SPARK THERAPEUTICS INCORPORATED 30,000 1,497 0.16% Call
64 SPDR SER TR 150,000 8,336 0.87% Put
65 SPDR SER TR 500,000 27,785 2.88% Put
66 STERLING CONSTRUCTION CO INC 257,604 2,179 0.23%
67 STREAMLINE HEALTH SOLUTIONS COM 1,470,063 1,838 0.19%
68 TRANS WORLD ENTMT CORP 1,784,034 5,820 0.60%
69 UNIQURE NV 400,000 2,240 0.23%
70 UNIVERSAL TECHNICAL INST INC 686,546 1,998 0.21%
71 YAHOO INC 882,776 34,137 3.54%
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