| 1 |
First Eagle Investment Management, LLC |
6,602,658 |
3,765,000 |
34.47% |
|
|
| 2 |
Nantahala Capital Management, LLC |
3,429,353 |
1,955,000 |
17.90% |
|
|
| 3 |
BVF INC/IL |
2,278,552 |
1,299,000 |
11.89% |
|
|
| 4 |
VANGUARD GROUP INC |
1,617,082 |
922,000 |
8.44% |
|
|
| 5 |
BlackRock Institutional Trust Company, N.A. |
1,402,661 |
800,000 |
7.32% |
|
|
| 6 |
RENAISSANCE TECHNOLOGIES LLC |
836,187 |
477,000 |
4.37% |
|
|
| 7 |
Anson Funds Management LP |
459,667 |
262,000 |
2.40% |
|
|
| 8 |
BRIDGEWAY CAPITAL MANAGEMENT, LLC |
425,353 |
243,000 |
2.22% |
|
|
| 9 |
D. E. Shaw & Co., Inc. |
279,592 |
160,000 |
1.46% |
|
|
| 10 |
ZACKS INVESTMENT MANAGEMENT |
205,706 |
117,000 |
1.07% |
|
|
| 11 |
GEODE CAPITAL MANAGEMENT, LLC |
204,153 |
116,000 |
1.06% |
|
|
| 12 |
GABELLI FUNDS LLC |
175,000 |
100,000 |
0.92% |
|
|
| 13 |
Bank of New York Mellon Corp |
155,928 |
88,000 |
0.81% |
|
|
| 14 |
GAMCO INVESTORS, INC. ET AL |
110,000 |
63,000 |
0.58% |
|
|
| 15 |
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
100,000 |
57,000 |
0.52% |
|
|
| 16 |
BlackRock Fund Advisors |
99,534 |
57,000 |
0.52% |
|
|
| 17 |
NORTHERN TRUST CORP |
93,250 |
53,000 |
0.49% |
|
|
| 18 |
UBS Group AG |
84,013 |
48,000 |
0.44% |
|
|
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
80,322 |
45,000 |
0.41% |
|
|
| 20 |
GOLDMAN SACHS GROUP INC |
50,652 |
29,000 |
0.27% |
|
|
| 21 |
683 Capital Management, LLC |
51,011 |
29,000 |
0.27% |
|
|
| 22 |
Teton Advisors, Inc. |
45,000 |
26,000 |
0.24% |
|
|
| 23 |
GAGNON SECURITIES LLC |
45,570 |
26,000 |
0.24% |
|
|
| 24 |
Spark Investment Management LLC |
42,000 |
23,000 |
0.21% |
|
|
| 25 |
AVALON CAPITAL MANAGEMENT |
34,537 |
20,000 |
0.18% |
|
|
| 26 |
TWO SIGMA SECURITIES, LLC |
34,929 |
20,000 |
0.18% |
|
|
| 27 |
ACADIAN ASSET MANAGEMENT LLC |
34,068 |
19,000 |
0.17% |
|
|
| 28 |
Connor, Clark & Lunn Investment Management Ltd. |
31,400 |
18,000 |
0.16% |
|
|
| 29 |
BANK OF AMERICA CORP /DE/ |
26,775 |
16,000 |
0.15% |
|
|
| 30 |
STATE STREET CORP |
25,348 |
15,000 |
0.14% |
|
|
| 31 |
GROUP ONE TRADING LLC |
17,934 |
10,000 |
0.09% |
|
|
| 32 |
WELLS FARGO & COMPANY/MN |
13,800 |
8,000 |
0.07% |
|
|
| 33 |
BROWN ADVISORY INC |
11,800 |
7,000 |
0.06% |
|
|
| 34 |
A.R.T. Advisors, LLC |
11,900 |
6,000 |
0.05% |
|
|
| 35 |
BLACKROCK ADVISORS LLC |
8,736 |
5,000 |
0.05% |
|
|
| 36 |
Tower Research Capital LLC (TRC) |
9,579 |
5,000 |
0.05% |
|
|
| 37 |
683 Capital Management, LLC |
7,400 |
4,000 |
0.04% |
Call |
|
| 38 |
BlackRock Investment Management, LLC |
6,706 |
4,000 |
0.04% |
|
|
| 39 |
Financial Architects, Inc |
4,900 |
3,000 |
0.03% |
|
|
| 40 |
MORGAN STANLEY |
4,089 |
2,000 |
0.02% |
|
|
| 41 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,227 |
1,000 |
0.01% |
|
|
| 42 |
FEDERATED HERMES, INC. |
1,038 |
1,000 |
0.01% |
|
|
| 43 |
Creative Planning |
334 |
0 |
0.00% |
|
|
| 44 |
SIMPLEX TRADING, LLC |
700 |
0 |
0.00% |
|
|
| 45 |
TRUST CO OF VERMONT |
340 |
0 |
0.00% |
|
|
| 46 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
483 |
0 |
0.00% |
|
|
| 47 |
ADVISOR GROUP, INC. |
150 |
0 |
0.00% |
|
|
