| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GOLDEN STAR RES LTD CDA | 11,000 | 10,000 | 0.00% | ||
| 2 | NOVAVAX INC COM | 12,335 | 14,000 | 0.00% | ||
| 3 | ATHERSYS INC NEW | 10,000 | 17,000 | 0.00% | ||
| 4 | Arena Pharmaceuticals, Inc | 15,450 | 22,000 | 0.00% | ||
| 5 | Abraxas Petroleum Corp | 13,005 | 28,000 | 0.00% | ||
| 6 | EXCO RESOURCES INC | 57,500 | 33,000 | 0.00% | ||
| 7 | AGENUS INC | 10,000 | 36,000 | 0.00% | ||
| 8 | GLU MOBILE INC | 16,039 | 37,000 | 0.00% | ||
| 9 | NYMOX PHARMACEUTICAL CORP | 11,000 | 41,000 | 0.00% | ||
| 10 | ECLIPSE RES CORP COM | 24,000 | 60,000 | 0.00% | ||
| 11 | TCW STRATEGIC INCOME FD INC | 12,692 | 68,000 | 0.01% | ||
| 12 | WELLS FARGO GLOBAL DIVID OPP | 12,000 | 70,000 | 0.01% | ||
| 13 | TREVENA INC | 21,512 | 74,000 | 0.01% | ||
| 14 | INVESTORS REAL | 12,863 | 77,000 | 0.01% | ||
| 15 | ABERDEEN ASIA PACIFIC INCOM | 15,886 | 78,000 | 0.01% | ||
| 16 | NOBLE CORP PLC | 12,643 | 78,000 | 0.01% | ||
| 17 | RADNET INC COM | 15,296 | 84,000 | 0.01% | ||
| 18 | DREYFUS HIGH YIELD STRATEGIE | 24,500 | 84,000 | 0.01% | ||
| 19 | EATON VANCE TAX-MANAGED GLOBAL COM | 10,173 | 87,000 | 0.01% | ||
| 20 | EATON VANCE RISK MNGD DIV EQ | 10,700 | 97,000 | 0.01% | ||
| 21 | SPROTT PHYSICAL PLAT PALLAD | 12,593 | 99,000 | 0.01% | ||
| 22 | WESTERN ASSET HIGH INCM FD I | 13,715 | 100,000 | 0.01% | ||
| 23 | SPIRIT RLTY CAP INC NEW | 10,100 | 105,000 | 0.01% | ||
| 24 | HANCOCK JOHN INV TRUST TAX ADV GLB SH | 11,800 | 106,000 | 0.01% | ||
| 25 | HECLA MNG CO | 19,643 | 106,000 | 0.01% | ||
| 26 | CHESAPEAKE ENERGY CORP | 17,051 | 108,000 | 0.01% | ||
| 27 | NUVEEN MUN VALUE FD INC | 11,126 | 110,000 | 0.01% | ||
| 28 | PIMCO CALIF MUN INCOME FD II | 11,700 | 115,000 | 0.01% | ||
| 29 | EATON VANCE TAX MANAGED DIVE | 10,645 | 118,000 | 0.01% | ||
| 30 | NEW AMER HIGH INCOME FD INC | 12,619 | 118,000 | 0.01% | ||
| 31 | NORTHSTAR REALTY EUROPE CORPORATION | 10,349 | 119,000 | 0.01% | ||
| 32 | OXFORD LANE CAP CORP | 11,100 | 123,000 | 0.01% | ||
| 33 | TEMPLETON EMERGING COM | 11,178 | 125,000 | 0.01% | ||
| 34 | OPKO HEALTH INC | 16,250 | 126,000 | 0.01% | ||
| 35 | ENERGY RECOVERY INC | 15,446 | 128,000 | 0.01% | ||
| 36 | BANCO SANTANDER SA | 21,849 | 131,000 | 0.01% | ||
| 37 | THL CR INC | 13,450 | 132,000 | 0.01% | ||
| 38 | LRAD CORP | 95,845 | 135,000 | 0.01% | ||
| 39 | TEMPLETON GLOBAL INCOME FD | 21,613 | 143,000 | 0.01% | ||
| 40 | TAHOE RES INC | 17,524 | 144,000 | 0.01% | ||
| 41 | OCLARO INC | 15,944 | 146,000 | 0.01% | ||
| 42 | INVESCO DYNAMIC CR OPPORTUNI | 12,516 | 153,000 | 0.01% | ||
| 43 | ANTARES PHARMA INC | 52,233 | 153,000 | 0.01% | ||
| 44 | PIMCO INCOME STRATEGY FUND II COM | 15,629 | 159,000 | 0.01% | ||
| 45 | BLACKROCK MUNIYIELD QUALITY | 11,467 | 159,000 | 0.01% | ||
| 46 | VALLEY NATL BANCORP | 13,654 | 160,000 | 0.01% | ||
| 47 | DNP SELECT INCOME FD INC | 15,386 | 166,000 | 0.01% | ||
| 48 | MFS MUN INCOME TR | 24,039 | 169,000 | 0.01% | ||
| 49 | EATON VANCE SR FLTNG RTE TR | 11,236 | 170,000 | 0.01% | ||
| 50 | NUVEEN CALIFORNIA AMT QLT MU | 11,800 | 172,000 | 0.01% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-17-001294, filed 2017.05.15).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
