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NUVEEN CALIFORNIA AMT QLT MU
NUVEEN CALIFORNIA AMT QLT MU. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 47 Institutional holders with a total value of $53,230,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 461,425 6,801,000 12.78%
2 LPL Financial LLC 360,251 5,285,000 9.93%
3 Advisors Asset Management, Inc. 358,238 5,280,000 9.92%
4 PACIFIC WEALTH STRATEGIES GROUP, INC. 310,519 4,577,000 8.60%
5 WELLS FARGO & COMPANY/MN 264,489 3,899,000 7.32%
6 UBS Group AG 262,258 3,866,000 7.26%
7 Invesco Ltd. 256,790 3,785,000 7.11%
8 MORGAN STANLEY 256,728 3,784,000 7.11%
9 BANK OF AMERICA CORP /DE/ 160,317 2,363,000 4.44%
10 Apriem Advisors 135,835 2,002,000 3.76%
11 Leisure Capital Management 132,003 1,946,000 3.66% PRN
12 ROYAL BANK OF CANADA 90,625 1,336,000 2.51%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 88,705 1,308,000 2.46%
14 RAYMOND JAMES & ASSOCIATES 62,592 923,000 1.73%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 52,186 831,000 1.56%
16 WHITTIER TRUST CO 46,118 680,000 1.28%
17 WEDBUSH SECURITIES INC 30,279 446,000 0.84%
18 IFP ADVISORS, INC 21,467 316,000 0.59%
19 SECURITY NATIONAL TRUST CO 18,764 277,000 0.52%
20 Stratos Wealth Partners, LTD. 18,673 275,000 0.52%
21 Diligent Investors, LLC 17,218 253,000 0.48%
22 HOLLENCREST CAPITAL MANAGEMENT 17,086 252,000 0.47%
23 First Allied Advisory Services, Inc. 15,796 233,000 0.44%
24 CIBC Private Wealth Group LLC 15,200 224,000 0.42%
25 ALETHEA CAPITAL MANAGEMENT, LLC 13,888 205,000 0.39%
26 Edge Wealth Management LLC 13,518 199,000 0.37%
27 Tortoise Investment Management, LLC 12,567 185,000 0.35%
28 Cetera Advisors LLC 11,825 175,000 0.33%
29 INTEGRATED WEALTH MANAGEMENT 11,652 172,000 0.32%
30 NATIONAL PLANNING CORP 11,800 172,000 0.32%
31 BOSTON ADVISORS LLC 11,272 166,000 0.31%
32 Cambridge Investment Research Advisors, Inc. 11,130 164,000 0.31%
33 Pure Financial Advisors, LLC 10,187 150,000 0.28%
34 FIRST TRUST ADVISORS LP 10,185 150,000 0.28%
35 MISSION WEALTH MANAGEMENT, LLC 10,138 149,000 0.28%
36 ADVISOR GROUP, INC. 6,534 96,000 0.18%
37 North Star Investment Management Corp. 5,750 85,000 0.16%
38 Creative Planning 4,450 66,000 0.12%
39 Blume Capital Management, Inc. 4,145 61,000 0.11%
40 Advisory Services Network, LLC 2,121 31,000 0.06%
41 HUNTINGTON NATIONAL BANK 1,500 22,000 0.04% PRN
42 Tradewinds Capital Management, LLC 1,375 20,000 0.04%
43 Gemmer Asset Management LLC 1,023 15,000 0.03%
44 NORTHERN TRUST CORP 30,827 5,000 0.01%
45 CITIGROUP INC 3 0 0.00%
46 BlackRock Finance, Inc. 7 0 0.00%
47 ENVESTNET ASSET MANAGEMENT INC 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.