| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | KINDER MORGAN INC DEL | 0 | 0 | 0.00% | ||
| 2 | KCAP FINL INC | 3,100 | 21,000 | 0.01% | ||
| 3 | PERMIAN BASIN RTY TR | 5,100 | 41,000 | 0.01% | ||
| 4 | TIVO INC | 5,000 | 53,000 | 0.01% | Call | |
| 5 | PETROLEO BRASILEIRO SA PETRO | 10,000 | 60,000 | 0.02% | Call | |
| 6 | HORIZON TECHNOLOGY FIN CORP COM | 4,387 | 61,000 | 0.02% | ||
| 7 | VIRNETX HLDG CORP | 11,224 | 68,000 | 0.02% | ||
| 8 | PENNANTPARK FLOATING RATE CA | 5,559 | 78,000 | 0.02% | ||
| 9 | STELLUS CAP INVT CORP | 7,015 | 85,000 | 0.02% | ||
| 10 | RAMBUS INC DEL | 7,600 | 96,000 | 0.02% | Put | |
| 11 | MEDIDATA SOLUTIONS INC | 2,100 | 103,000 | 0.03% | ||
| 12 | CHERRY HILL MTG INVT CORP COM | 6,867 | 121,000 | 0.03% | ||
| 13 | TEVA PHARMACEUTICAL FIN LLC SR EXC DB0.25 26 | 90,000 | 134,000 | 0.03% | PRN | |
| 14 | MICRON TECHNOLOGY INC | 5,000 | 136,000 | 0.04% | Put | |
| 15 | EBAY INC | 3,000 | 173,000 | 0.04% | ||
| 16 | OASIS PETE INC NEW | 15,000 | 213,000 | 0.06% | ||
| 17 | YAHOO INC | 5,000 | 222,000 | 0.06% | Call | |
| 18 | FIFTH STREET FINANCE CORP | 33,143 | 242,000 | 0.06% | ||
| 19 | NUANCE COMMUNICATIONS INC SR CV NT 2.75 31 | 255,000 | 253,000 | 0.07% | PRN | |
| 20 | METLIFE INC | 5,000 | 253,000 | 0.07% | Call | |
| 21 | YAHOO INC | 6,000 | 267,000 | 0.07% | ||
| 22 | SANDISK CORP | 4,500 | 286,000 | 0.07% | ||
| 23 | RAMBUS INC DEL | 24,982 | 314,000 | 0.08% | ||
| 24 | THL CR INC | 28,985 | 356,000 | 0.09% | ||
| 25 | MEDLEY CAP CORPORATION | 40,583 | 371,000 | 0.10% | ||
| 26 | Microsoft Corp Call Opt 01/18 67.5 | 10,000 | 406,000 | 0.11% | Call | |
| 27 | PACIFIC COAST OIL TR | 119,363 | 457,000 | 0.12% | ||
| 28 | 3-D SYS CORP DEL | 18,000 | 493,000 | 0.13% | Call | |
| 29 | QUALCOMM INC | 7,600 | 527,000 | 0.14% | ||
| 30 | FACEBOOK INC | 7,000 | 576,000 | 0.15% | ||
| 31 | MICROCHIP TECHNOLOGY INC | 336,000 | 657,000 | 0.17% | PRN | |
| 32 | QUALCOMM INC | 10,000 | 693,000 | 0.18% | Call | |
| 33 | METLIFE INC | 15,000 | 758,000 | 0.20% | ||
| 34 | BED BATH & BEYOND INC | 10,000 | 768,000 | 0.20% | Put | |
| 35 | WHITING PETE CORP NEW | 25,800 | 797,000 | 0.21% | ||
| 36 | Put FB $140.0 Exp Jun 16, 2017 | 10,000 | 822,000 | 0.21% | Put | |
| 37 | CHESAPEAKE ENERGY CORP | 1,000,000 | 908,000 | 0.24% | PRN | |
| 38 | TWITTER INC | 20,000 | 1,002,000 | 0.26% | Call | |
| 39 | MGM RESORTS INTERNATIONAL | 51,000 | 1,073,000 | 0.28% | ||
| 40 | BARRICK GOLD CORP | 100,000 | 1,096,000 | 0.28% | Call | |
| 41 | SALESFORCE COM INC | 16,500 | 1,102,000 | 0.29% | ||
| 42 | BED BATH & BEYOND INC | 15,000 | 1,152,000 | 0.30% | Call | |
| 43 | GILEAD SCIENCES | 276,000 | 1,188,000 | 0.31% | PRN | |
| 44 | NXP Semiconductors N V | 1,000,000 | 1,191,000 | 0.31% | PRN | |
| 45 | TABLEAU SOFTWARE INC | 14,100 | 1,305,000 | 0.34% | ||
| 46 | TESLA INC PUT | 7,000 | 1,321,000 | 0.34% | Put | |
| 47 | COSTCO WHSL CORP NEW | 9,000 | 1,363,000 | 0.35% | Put | |
| 48 | MICRON TECHNOLOGY INC | 52,000 | 1,411,000 | 0.37% | ||
| 49 | ALLSCRIPTS HEALTHCARE SOLUTN | 1,500,000 | 1,474,000 | 0.38% | PRN | |
| 50 | SPLUNK INC | 27,500 | 1,628,000 | 0.42% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001492299-15-000005, filed 2015.05.14). and New Holdings filing (0001492299-15-000006, filed 2015.05.15). Although 0001492299-15-000006 is marked by the manager as a Restatement filing, our automated system processes it as a New Holdings filing.
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
