| 1 |
UBS Group AG |
1,434,301 |
5,493,000 |
27.54% |
|
|
| 2 |
KAYNE ANDERSON CAPITAL ADVISORS LP |
1,338,640 |
5,127,000 |
25.71% |
|
|
| 3 |
LUCAS CAPITAL MANAGEMENT |
597,007 |
2,287,000 |
11.47% |
|
|
| 4 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
208,900 |
800,000 |
4.01% |
Put |
|
| 5 |
DEUTSCHE BANK AG\ |
185,364 |
709,000 |
3.55% |
|
|
| 6 |
Freestone Capital Holdings, LLC |
153,776 |
589,000 |
2.95% |
|
|
| 7 |
MUFG Securities EMEA plc |
119,363 |
457,000 |
2.29% |
|
|
| 8 |
MITSUBISHI UFJ SECURITIES (USA), Inc. |
119,363 |
457,000 |
2.29% |
|
|
| 9 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
110,460 |
423,000 |
2.12% |
|
|
| 10 |
First Eagle Investment Management, LLC |
107,807 |
413,000 |
2.07% |
|
|
| 11 |
CLOUGH CAPITAL PARTNERS L P |
95,800 |
367,000 |
1.84% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
86,480 |
331,000 |
1.66% |
|
|
| 13 |
Sterling Capital Management LLC |
81,480 |
312,000 |
1.56% |
|
|
| 14 |
MORGAN STANLEY |
74,404 |
285,000 |
1.43% |
|
|
| 15 |
ROYAL BANK OF CANADA |
67,571 |
259,000 |
1.30% |
|
|
| 16 |
A.R.T. Advisors, LLC |
58,770 |
225,000 |
1.13% |
|
|
| 17 |
GSA CAPITAL PARTNERS LLP |
53,092 |
203,000 |
1.02% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
46,332 |
178,000 |
0.89% |
|
|
| 19 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
35,900 |
137,000 |
0.69% |
Call |
|
| 20 |
CREDIT SUISSE AG/ |
32,783 |
126,000 |
0.63% |
|
|
| 21 |
PEAK6 Group LLC |
29,243 |
112,000 |
0.56% |
|
|
| 22 |
GROUP ONE TRADING LLC |
27,976 |
107,000 |
0.54% |
|
|
| 23 |
MCGLINN CAPITAL MANAGEMENT INC |
26,500 |
101,000 |
0.51% |
|
|
| 24 |
PEAK6 Group LLC |
25,000 |
96,000 |
0.48% |
Put |
|
| 25 |
PEAK6 Group LLC |
25,000 |
96,000 |
0.48% |
Call |
|
| 26 |
Aviance Capital Partners, LLC |
16,500 |
63,000 |
0.32% |
|
|
| 27 |
BURNHAM ASSET MANAGEMENT CORP /NY/ |
12,200 |
47,000 |
0.24% |
|
|
| 28 |
GOLDMAN SACHS GROUP INC |
11,161 |
43,000 |
0.22% |
|
|
| 29 |
CITADEL ADVISORS LLC |
9,463 |
36,000 |
0.18% |
|
|
| 30 |
Sunbelt Securities, Inc. |
3,350 |
12,830 |
0.06% |
|
|
| 31 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,425 |
9,288 |
0.05% |
|
|
| 32 |
Parallax Volatility Advisers, L.P. |
2,000 |
8,000 |
0.04% |
Call |
|
| 33 |
US BANCORP \DE\ |
2,100 |
8,000 |
0.04% |
|
|
| 34 |
BENJAMIN F. EDWARDS & COMPANY, INC. |
1,000 |
4,000 |
0.02% |
|
|
| 35 |
PNC FINANCIAL SERVICES GROUP, INC. |
850 |
4,000 |
0.02% |
|
|
| 36 |
BARCLAYS PLC |
1,370 |
4,000 |
0.02% |
|
|
| 37 |
U S GLOBAL INVESTORS INC |
900 |
3,000 |
0.02% |
|
|
| 38 |
FIFTH THIRD BANCORP |
678 |
3,000 |
0.02% |
|
|
| 39 |
Blume Capital Management, Inc. |
600 |
2,000 |
0.01% |
|
|
| 40 |
Winch Advisory Services, LLC |
416 |
2,000 |
0.01% |
|
|
| 41 |
Alexandria Capital, LLC |
420 |
2,000 |
0.01% |
|
|
| 42 |
WHITTIER TRUST CO |
500 |
2,000 |
0.01% |
|
|
| 43 |
Parallax Volatility Advisers, L.P. |
147 |
1,000 |
0.01% |
|
|
| 44 |
WFG Advisors, LP |
238 |
1,000 |
0.01% |
|
|
| 45 |
SIMPLEX TRADING, LLC |
175 |
0 |
0.00% |
|
|
