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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
51 BOULDER BRANDS INC 25,000 341 0.06%
52 BP PLC 36,066 1,585 0.26%
53 BRISTOL MYERS SQUIBB CO 86,664 4,435 0.74%
54 BROADRIDGE FINL SOLUTIONS IN 32,348 1,347 0.22%
55 Brookfield Infrastructure Partners 21,000 0 0.00%
56 CABLEVISION SYS CORP(NEW) NY GROUP CL ACOM 58,350 1,022 0.17%
57 CAMPBELL SOUP CO 14,560 622 0.10%
58 CANADIAN NATL RY CO 4,000 284 0.05%
59 CAPSTEAD MTG CORP COM NO PAR 112,245 1,374 0.23%
60 CASI PHARMACEUTICALS INC COM 851,705 1,525 0.25%
61 CATERPILLAR INC 5,962 590 0.10%
62 CBOE HLDGS INC 20,000 1,070 0.18%
63 CBS OUTDOOR AMERICAS INC 28,830 863 0.14%
64 CELANESE CORP DEL 7,600 445 0.07%
65 CELGENE CORP 8,700 825 0.14%
66 CENOVUS ENERGY INC 17,400 468 0.08%
67 CHENIERE ENERGY INC 9,450 756 0.13%
68 CHEVRON CORP NEW 25,885 3,089 0.51%
69 CHICOS FAS INC 35,800 529 0.09%
70 CISCO SYS INC 57,650 1,451 0.24%
71 CITIGROUPINC 10,141 526 0.09%
72 CNH INDL N V 19,659 156 0.03%
73 COACH INC 56,300 2,005 0.33%
74 COCA COLA CO 64,395 2,747 0.46%
75 COLGATE PALMOLIVE CO 5,650 368 0.06%
76 COMCAST CORP NEW 32,193 1,731 0.29%
77 COMMERCIAL METALS CO COM 44,520 760 0.13%
78 CONAGRA BRANDS INC 109,190 3,608 0.60%
79 CONOCOPHILLIPS 38,689 2,960 0.49%
80 CONSOLIDATED EDISON INC 4,040 229 0.04%
81 CORNING INC 32,860 636 0.11%
82 COTY INC 46,165 764 0.13%
83 CRAFT BREW ALLIANCE INC 60,704 874 0.14%
84 CROWN LABORATORIES INC 25,000 0 0.00%
85 CSX CORP 62,570 2,006 0.33%
86 CVS HEALTH CORP 26,800 2,133 0.35%
87 Cameron Intl Corp (Acquired 4/4/2016) 4,000 266 0.04%
88 Cavium Inc 21,400 1,064 0.18%
89 Chubb Corporation 15,000 1,366 0.23%
90 DALECO RESOURCES CORP 1,240,850 56 0.01%
91 DAVIDE CAMPARI-MILANO 29,600 212 0.04%
92 DEERE & CO 6,505 533 0.09%
93 DELUXE CORP COM 8,751 483 0.08%
94 DEPOMED INC 17,000 258 0.04%
95 DIAMOND OFFSHR DRILLING 18,430 632 0.10%
96 DISCOVERY LABORATORIES INC N 25,000 46 0.01%
97 DISNEY WALT CO 47,790 4,255 0.71%
98 DOMINION ENERGY INC 10,500 725 0.12%
99 DOVER CORP 2,500 201 0.03%
100 DOW CHEM CO 7,950 417 0.07%
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