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Institutional Investment Manager
Wellington Shields Capital Management, LLC
Wellington Shields Capital Management, LLC (CIK: 0001506071) incorporated in New York, located at 60 Broad Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q3)
Original 13F HR (0001506071-14-000005) filed in 2014.11.13
#
Name
Shares
Value ($)
%
Options
Notes
301 TEXTAINER GROUP HOLDINGS LTD 8,000 249 0.04%
302 RITE AID CORP 50,950 247 0.04%
303 Spectra Energy Corp Com 6,167 242 0.04%
304 PENN WEST PETE LTD NEW 35,600 240 0.04%
305 HEARTLAND FINL USA INC 10,000 239 0.04%
306 HOSPITALITY PPTYS TR 8,900 239 0.04%
307 HAIN CELESTIAL GROUP INC 2,300 235 0.04%
308 ISHARES TR 2,100 235 0.04%
309 LIFEPOINT HEALTH INC 3,360 232 0.04%
310 CONSOLIDATED EDISON INC 4,040 229 0.04%
311 STRYKER CORP 2,800 226 0.04%
312 ENERGY TRANSFER PART LP 3,500 224 0.04%
313 Advance Auto Parts Inc 1,700 222 0.04%
314 HELIX ENERGY SOLUTIONS GRP INC COM 10,000 221 0.04%
315 PORTLAND GEN ELEC CO 6,850 220 0.04%
316 DR PEPPER SNAPPLE GROUP INC 3,400 219 0.04%
317 ALTRIA GROUP INC 4,741 218 0.04%
318 ZIMMER BIOMET HLDGS INC 2,150 216 0.04%
319 KKR & CO LP COMMON UNITS 9,650 215 0.04%
320 IDACORP INC 4,000 214 0.04%
321 HCA HOLDINGS 3,000 212 0.04%
322 NXP SEMICONDUCTORS N V 3,100 212 0.04%
323 DAVIDE CAMPARI-MILANO 29,600 212 0.04%
324 ISHARES TR 1,750 207 0.03%
325 ROYAL DUTCH SHELL PLC 2,586 205 0.03%
326 SELECT SECTOR SPDR TR 3,200 205 0.03%
327 DOVER CORP 2,500 201 0.03%
328 THOMSON REUTERS CORP 5,500 200 0.03%
329 BIRCHCLIFF ENERGY LTD 19,910 188 0.03%
330 SUPERVALU INC 20,800 186 0.03%
331 CNH INDL N V 19,659 156 0.03%
332 MAIDEN HOLDINGS LTD 10,000 111 0.02%
333 SIRIUS XM HOLDINGS INC 28,800 101 0.02%
334 NEW YORK MORTGAGE TRUST INC COM 12,228 88 0.01%
335 DALECO RESOURCES CORP 1,240,850 56 0.01%
336 FUELCELL ENERGY INC COM 25,000 52 0.01%
337 Titan Medical Inc 22,000 48 0.01%
338 DISCOVERY LABORATORIES INC N 25,000 46 0.01%
339 GULF COAST ULTRA DEEP RTY TR ROYALTY TR UNT 20,093 40 0.01%
340 ADVANCED MICRO DEVICES INC 11,000 38 0.01%
341 MITEK SYS INC 13,000 31 0.01%
342 URANIUM ENERGY CORP 13,000 16 0.00%
343 EMC METALS CORP 150,600 11 0.00%
344 Monitise PLC Ord 22,500 11 0.00%
345 SEARCHLIGHT MINERALS CORP 15,000 3 0.00%
346 GENOIL INC 54,000 2 0.00%
347 CROWN LABORATORIES INC 25,000 0 0.00%
348 Brookfield Infrastructure Partners 21,000 0 0.00%
349 ENVIRONMENTAL PWR CORP COM NEW 12,000 0 0.00%
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