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NEW YORK MORTGAGE TRUST INC COM
NEW YORK MORTGAGE TRUST INC COM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 112 Institutional holders with a total value of $166,253,570.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 4,073,453 29,451,000 17.71%
2 VANGUARD GROUP INC 2,608,275 18,858,000 11.34%
3 Global X Management CO LLC 1,974,481 14,275,000 8.59%
4 STATE STREET CORP 1,682,241 12,165,000 7.32%
5 NORTHERN TRUST CORP 1,339,867 9,688,000 5.83%
6 RENAISSANCE TECHNOLOGIES LLC 1,147,585 8,297,000 4.99%
7 BlackRock Institutional Trust Company, N.A. 1,146,550 8,290,000 4.99%
8 LSV ASSET MANAGEMENT 679,900 4,915,000 2.96%
9 Bank of New York Mellon Corp 492,548 3,561,000 2.14%
10 GEODE CAPITAL MANAGEMENT, LLC 452,171 3,269,000 1.97%
11 DEUTSCHE BANK AG\ 422,940 3,054,000 1.84%
12 TIAA CREF INVESTMENT MANAGEMENT LLC 407,029 2,943,000 1.77%
13 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 386,900 2,797,000 1.68%
14 MORGAN STANLEY 354,967 2,566,000 1.54%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 328,951 2,378,000 1.43%
16 BlackRock Investment Management, LLC 307,703 2,225,000 1.34%
17 UBS AG 296,851 2,146,000 1.29%
18 Creative Planning 279,697 2,022,000 1.22%
19 Sterling Capital Management LLC 265,494 1,920,000 1.15%
20 NORGES BANK 263,157 1,902,000 1.14%
21 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 246,414 1,782,000 1.07%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 217,600 1,573,000 0.95% Put
23 DEERE & CO 185,114 1,338,000 0.80%
24 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 167,206 1,209,000 0.73%
25 AMERICAN INTERNATIONAL GROUP, INC. 164,911 1,192,307 0.72%
26 PARAMETRIC PORTFOLIO ASSOCIATES LLC 138,849 1,004,000 0.60%
27 RUSSELL FRANK CO/ 135,593 980,000 0.59%
28 TEACHERS ADVISORS, LLC 128,675 930,000 0.56%
29 ALLIANCEBERNSTEIN L.P. 113,400 820,000 0.49%
30 Municipal Employees' Retirement System of Michigan 108,500 814,000 0.49%
31 RHUMBLINE ADVISERS 103,684 750,000 0.45%
32 Ativo Capital Management LLC 100,347 726,000 0.44% SH
33 Swiss National Bank 100,320 725,000 0.44%
34 Counsel Portfolio Services Inc. 94,400 683,000 0.41%
35 ACADIAN ASSET MANAGEMENT LLC 94,400 683,000 0.41%
36 Connor, Clark & Lunn Investment Management Ltd. 89,600 648,000 0.39%
37 IndexIQ Advisors LLC 74,107 536,000 0.32%
38 METROPOLITAN LIFE INSURANCE CO/NY 71,964 520,000 0.31%
39 VOYA INVESTMENT MANAGEMENT LLC 71,468 517,000 0.31%
40 Nationwide Fund Advisors 71,203 515,000 0.31%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 69,525 502,000 0.30%
42 Invesco Ltd. 65,364 473,000 0.28%
43 MANUFACTURERS LIFE INSURANCE COMPANY, THE 61,551 445,000 0.27%
44 WELLS FARGO & COMPANY/MN 58,484 422,000 0.25%
45 BLACKROCK ADVISORS LLC 56,941 412,000 0.25%
46 Key Colony Management, LLC 54,000 390,000 0.23%
47 Investors Capital Advisory Services 51,324 371,000 0.22%
48 CIBC Private Wealth Group LLC 46,300 335,000 0.20%
49 CITIGROUP INC 45,622 330,000 0.20%
50 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 44,997 325,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.