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Institutional Investment Manager
American Research & Management Co.
American Research & Management Co. (CIK: 0001506796) incorporated in Delaware, located at 145 Front Street, Marion, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q2)
Portfolio Summary: 395 holdings with a total value of $246,410,000.
#
Name
Shares
Value ($)
%
Options
Notes
351 Alcatel Lucent Adr 786 3,000 0.00%
352 GLADSTONE CAPITAL CORP 400 3,000 0.00%
353 GAMCO GLOBAL GOLD NAT RES & 500 3,000 0.00%
354 DREAMWORKS ANIMATION SKG INC 100 3,000 0.00%
355 Alcoa 300 3,000 0.00%
356 LUMEN TECHNOLOGIES INC 104 3,000 0.00%
357 XCEL ENERGY INC 100 3,000 0.00%
358 SEARS HLDGS CORP 100 3,000 0.00%
359 DSM N.V. ORD SHRS 50 3,000 0.00%
360 ELECTRONIC ARTS INC 51 3,000 0.00%
361 LIGAND PHARMACEUTICALS INC 25 3,000 0.00%
362 LINN ENERGY LLC UNIT LTD LIAB 200 2,000 0.00%
363 SANDRIDGE PERMIAN TR 257 2,000 0.00%
364 FEMALE HEALTH CO 1,000 2,000 0.00%
365 POWERSHARES ETF TRUST 70 2,000 0.00%
366 WESTERN UN CO 75 2,000 0.00%
367 DREAM Unlimited Corp 200 2,000 0.00%
368 ENERPLUS CORP F 200 2,000 0.00%
369 Dundee Corp CL A 150 2,000 0.00%
370 POWERSHARES ETF TR II 70 2,000 0.00%
371 Enterprise Finl Svcs Corp 100 2,000 0.00%
372 PLUG POWER INC 660 2,000 0.00%
373 CHIMERA INVT CORP 112 2,000 0.00%
374 ARRAY BIOPHARMA INC 100 1,000 0.00%
375 HUGOTON RTY TR TEX 395 1,000 0.00%
376 AMAZON COM INC 2 1,000 0.00%
377 NCR CORP NEW 20 1,000 0.00%
378 BROADRIDGE FINL SOLUTIONS IN 24 1,000 0.00%
379 LIGHTSTREAM RESOURCES LTD COM NPV 800 1,000 0.00%
380 HOST HOTELS & RESORTS INC 45 1,000 0.00%
381 TERADATA CORP DEL 20 1,000 0.00%
382 CVS HEALTH CORP 10 1,000 0.00%
383 CRIMSON WINE GROUP COM 135 1,000 0.00%
384 POWERSHARES ETF WILDER HILL CLEAN ENERGY PORTFOLIO 175 1,000 0.00%
385 PC CONNECTION INC COM 7 0 0.00%
386 Terra Inventions Corp 1 0 0.00%
387 Odyssey Marine Exploration Inc 225 0 0.00%
388 GAMESTOP CORP NEW 10 0 0.00%
389 NATIONAL GRID PLC 1 0 0.00%
390 TRANSWITCH CORP 25 0 0.00%
391 American Intl Group Inc 2 0 0.00%
392 TOUCHSTONE EXPL INC NEW COM 150 0 0.00%
393 Ocean Spray Cranberrry Pfd 20 0 0.00%
394 FAIRPOINT COMMUNICATIONS INC COM NO STOCKHOLDER EQUITY 01/24/2011 15 0 0.00%
395 CNO FINL GROUP INC 1 0 0.00%
Page 8 of 8

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000909012-15-000242, filed 2015.07.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.