| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 3,261,201 | 21,231,000 | 25.66% | ||
| 2 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 2,133,200 | 13,887,000 | 16.79% | ||
| 3 | MORGAN STANLEY | 1,251,672 | 8,149,000 | 9.85% | ||
| 4 | Vident Investment Advisory, LLC | 619,761 | 4,035,000 | 4.88% | ||
| 5 | LPL Financial LLC | 569,540 | 3,719,000 | 4.50% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 475,717 | 3,097,000 | 3.74% | ||
| 7 | MSI Financial Services Inc | 455,689 | 2,967,000 | 3.59% | ||
| 8 | Alpine Global Management, LLC | 415,385 | 2,704,000 | 3.27% | ||
| 9 | Investors Capital Advisory Services | 341,323 | 2,222,000 | 2.69% | ||
| 10 | Invesco Ltd. | 303,458 | 1,976,000 | 2.39% | ||
| 11 | CORNERSTONE ADVISORS INC | 281,379 | 1,832,000 | 2.21% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 270,041 | 1,758,000 | 2.12% | ||
| 13 | D.A. DAVIDSON & CO. | 175,612 | 1,143,000 | 1.38% | ||
| 14 | BAIRD FINANCIAL GROUP, INC. | 170,441 | 1,110,000 | 1.34% | ||
| 15 | Cetera Advisor Networks LLC | 158,423 | 1,093,000 | 1.32% | ||
| 16 | Apriem Advisors | 150,425 | 979,000 | 1.18% | ||
| 17 | OTA Financial Group L.P. | 134,067 | 938,000 | 1.13% | ||
| 18 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 93,324 | 610,000 | 0.74% | ||
| 19 | Commonwealth Equity Services, Inc | 87,385 | 569,000 | 0.69% | ||
| 20 | ROYAL BANK OF CANADA | 76,042 | 495,000 | 0.60% | ||
| 21 | WELLS FARGO & COMPANY/MN | 60,968 | 397,000 | 0.48% | ||
| 22 | WEDBUSH SECURITIES INC | 59,460 | 387,000 | 0.47% | ||
| 23 | Virtu KCG Holdings LLC | 53,002 | 345,000 | 0.42% | ||
| 24 | CITIGROUP INC | 52,239 | 340,000 | 0.41% | ||
| 25 | Hilltop Holdings Inc. | 51,230 | 334,000 | 0.40% | ||
| 26 | DOLIVER ADVISORS, LP | 50,741 | 330,000 | 0.40% | ||
| 27 | FIFTH THIRD BANCORP | 50,537 | 329,000 | 0.40% | ||
| 28 | Nuveen Asset Management, LLC | 47,500 | 309,000 | 0.37% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 46,119 | 303,000 | 0.37% | ||
| 30 | Perigon Wealth Management, LLC | 45,185 | 294,000 | 0.36% | ||
| 31 | Cambridge Investment Research Advisors, Inc. | 44,465 | 289,000 | 0.35% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 43,958 | 287,000 | 0.35% | ||
| 33 | NWAM LLC | 41,000 | 268,000 | 0.32% | ||
| 34 | HighTower Advisors, LLC | 38,964 | 254,000 | 0.31% | ||
| 35 | Janney Montgomery Scott LLC | 36,583 | 238,154 | 0.29% | ||
| 36 | Elite Wealth Management, Inc. | 35,000 | 227,000 | 0.27% | ||
| 37 | Sunbelt Securities, Inc. | 33,190 | 216,036 | 0.26% | ||
| 38 | STIFEL FINANCIAL CORP | 32,659 | 213,000 | 0.26% | ||
| 39 | Orca Investment Management, LLC | 30,990 | 202,000 | 0.24% | ||
| 40 | VSR Financial Services, Inc. | 29,196 | 190,000 | 0.23% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 27,885 | 182,000 | 0.22% | ||
| 42 | JANE STREET GROUP, LLC | 25,828 | 168,000 | 0.20% | ||
| 43 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 25,530 | 166,000 | 0.20% | ||
| 44 | Stratos Wealth Partners, LTD. | 21,520 | 140,000 | 0.17% | ||
| 45 | AMERICAN INTERNATIONAL GROUP, INC. | 21,149 | 137,679 | 0.17% | ||
| 46 | CAZ INVESTMENTS LP | 18,220 | 119,000 | 0.14% | ||
| 47 | IFC Holdings Incorporated/FL | 17,866 | 119,000 | 0.14% | ||
| 48 | First Allied Advisory Services, Inc. | 17,828 | 116,000 | 0.14% | ||
| 49 | Sigma Planning Corp | 17,732 | 115,000 | 0.14% | ||
| 50 | ADELL HARRIMAN & CARPENTER INC | 17,500 | 113,925 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
