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Institutional Investment Manager
Windhaven Investment Management, Inc.
Windhaven Investment Management, Inc. (CIK: 0001507640) incorporated in Delaware, located at One International Place, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q4)
Original 13F HR (0000950123-15-002077) filed in 2015.02.13
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 14,233,636 1,469,623 10.19%
2 VANGUARD BD INDEX FDS 13,771,783 1,134,382 7.86%
3 VANGUARD SPECIALIZED FUNDS 13,634,974 1,106,614 7.67%
4 SPDR S&P 500 ETF TR 4,813,520 989,371 6.86%
5 VANGUARD INDEX FDS 10,023,888 811,935 5.63%
6 SPDR SERIES TRUST 25,777,228 788,268 5.46%
7 ISHARES 7-10 YEAR TREASURY BOND ETF 6,355,690 673,640 4.67%
8 VANGUARD INTL EQUITY INDEX F 12,551,577 671,760 4.66%
9 VANGUARD INDEX FDS 6,322,302 670,164 4.65%
10 POWERSHARES DB CMDTY IDX TRA 33,166,856 611,928 4.24%
11 VANGUARD TAX-MANAGED FDS 13,945,178 528,243 3.66%
12 ISHARES GOLD TRUST 44,970,690 514,465 3.57%
13 ISHARES TR 4,057,563 485,366 3.36%
14 ISHARES 16,582,044 454,514 3.15%
15 POWERSHARES ETF TR II 11,679,834 443,366 3.07%
16 ISHARES 21,285,377 437,202 3.03%
17 ISHARES TR 6,091,842 315,436 2.19%
18 PIMCO ETF TR 3,008,733 303,371 2.10%
19 ISHARES TR 2,681,701 300,377 2.08%
20 ISHARES TR 944,292 282,857 1.96%
21 VANGUARD INTL EQUITY INDEX F 5,415,189 216,716 1.50%
22 WISDOMTREE ASIA LOCAL DEBT FUND 4,244,357 199,188 1.38%
23 WISDOMTREE TR 8,443,172 186,172 1.29%
24 Columbia Emerging Mkts Consume 6,782,527 171,869 1.19%
25 PIMCO ETF TR 1,155,035 116,728 0.81%
26 Global X Next Emerging & Frontier ETF 4,435,606 103,571 0.72%
27 ISHARES TR 1,830,676 92,522 0.64%
28 VANGUARD CHARLOTTE FDS 1,741,896 92,512 0.64%
29 EGA EMERGING GLOBAL SHS TR 4,193,336 82,902 0.57%
30 ISHARES TR 824,000 69,587 0.48%
31 ISHARES TR 762,138 47,024 0.33%
32 SPDR GOLD TR 154,524 17,551 0.12%
33 ISHARES S&P GSCI COMMODITY I 204,771 4,419 0.03%
34 ISHARES TR 143,876 4,322 0.03%
35 POWERSHS DB MULTI SECT COMM 72,039 2,820 0.02%
36 ISHARES TR MSCI UTD KNGDM 154,360 2,783 0.02%
37 WISDOMTREE TR 58,434 2,431 0.02%
38 SPDR INDEX SHS FDS 29,209 2,326 0.02%
39 VANGUARD WHITEHALL FDS INC 28,447 2,172 0.02%
40 ISHARES MSCI SINGAP ETF 155,400 2,033 0.01%
41 VANGUARD WORLD FD 12,082 1,262 0.01%
42 VANGUARD WORLD FDS 11,446 1,223 0.01%
43 SELECT SECTOR SPDR TR 13,283 908 0.01%
44 SELECT SECTOR SPDR TR 11,417 824 0.01%
45 ISHARES TR 7,450 784 0.01%
46 VANGUARD WORLD FD 6,787 758 0.01%
47 SPDR SERIES TRUST 11,117 615 0.00%
48 VANGUARD WORLD FDS 4,327 542 0.00%
49 SPDR SERIES TRUST 9,350 532 0.00%
50 ISHARES TR 12,748 501 0.00%
Page 1 of 2
Restatement filing (0000950123-16-017712) filed in 2016.05.18
#
Name
Shares
Value ($)
%
Options
Notes
1 POWERSHARES QQQ TRUST 15,405,807 1,590,650 10.11%
2 VANGUARD BD INDEX FDS 15,326,615 1,262,453 8.03%
3 VANGUARD SPECIALIZED FUNDS 14,789,435 1,200,311 7.63%
4 SPDR S&P 500 ETF TR 5,223,522 1,073,643 6.83%
5 SPDR SERIES TRUST 28,950,646 885,166 5.63%
6 VANGUARD INDEX FDS 10,896,542 882,620 5.61%
7 ISHARES 7-10 YEAR TREASURY BOND ETF 6,963,623 738,074 4.69%
8 VANGUARD INDEX FDS 6,894,433 730,810 4.65%
9 VANGUARD INTL EQUITY INDEX F 13,595,872 727,651 4.63%
10 POWERSHARES DB CMDTY IDX TRA 36,130,602 666,610 4.24%
11 VANGUARD TAX-MANAGED FDS 14,992,785 567,927 3.61%
12 ISHARES GOLD TRUST 49,078,754 561,461 3.57%
13 ISHARES TR 4,370,870 522,843 3.32%
14 ISHARES 18,009,582 493,643 3.14%
15 POWERSHARES ETF TR II 12,593,946 478,066 3.04%
16 ISHARES 23,129,052 475,071 3.02%
17 ISHARES TR 6,695,858 346,712 2.20%
18 ISHARES TR 2,942,727 329,615 2.10%
19 PIMCO ETF TR 3,235,195 326,205 2.07%
20 ISHARES TR 10,298,549 308,442 1.96%
21 VANGUARD INTL EQUITY INDEX F 5,835,240 233,526 1.48%
22 WISDOMTREE ASIA LOCAL DEBT FUND 4,573,049 214,590 1.36%
23 WISDOMTREE TR 9,084,309 200,309 1.27%
24 Columbia Emerging Mkts Consume 7,306,193 185,139 1.18%
25 PIMCO ETF TR 1,352,670 136,701 0.87%
26 Global X Next Emerging & Frontier ETF 4,775,347 111,504 0.71%
27 ISHARES TR 2,146,626 108,490 0.69%
28 VANGUARD CHARLOTTE FDS 1,877,646 99,722 0.63%
29 EGA EMERGING GLOBAL SHS TR 4,521,350 89,387 0.57%
30 ISHARES TR 966,129 81,590 0.52%
31 ISHARES TR 887,650 54,768 0.35%
32 SPDR GOLD TR 156,170 17,738 0.11%
33 ISHARES S&P GSCI COMMODITY I 202,788 4,376 0.03%
34 ISHARES TR 143,876 4,322 0.03%
35 POWERSHS DB MULTI SECT COMM 70,930 2,776 0.02%
36 ISHARES TR MSCI UTD KNGDM 140,899 2,540 0.02%
37 WISDOMTREE TR 58,434 2,431 0.02%
38 SPDR INDEX SHS FDS 29,884 2,380 0.02%
39 VANGUARD WHITEHALL FDS INC 28,447 2,172 0.01%
40 ISHARES MSCI SINGAP ETF 157,456 2,060 0.01%
41 ISHARES TR 7,450 784 0.00%
42 SPDR SERIES TRUST 11,117 615 0.00%
43 SPDR SERIES TRUST 9,350 532 0.00%
44 ISHARES TR 12,748 501 0.00%
45 SPDR SER TR 17,277 499 0.00%
46 POWERSHARES ETF TRUST 27,524 482 0.00%
47 ISHARES TR 4,077 449 0.00%
48 ISHARES TR 2,745 301 0.00%