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Institutional Investment Manager
PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC (CIK: 0001511137) incorporated in Delaware, located at 10 Sterling Blvd, Englewood, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q2)
Portfolio Summary: 136 holdings with a total value of $35,199,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 100 9,000 0.03%
102 Senomyx Inc. 1,000 9,000 0.03%
103 QLIK TECHNOLOGIES INC COM 400 9,000 0.03%
104 ANHEUSER BUSCH INBEV SA/NV 80 9,000 0.03%
105 VANGUARD BD INDEX FDS 100 8,000 0.02%
106 CTI BIOPHARMA 2,782 8,000 0.02%
107 Mkt Vect Gold Miners 320 8,000 0.02%
108 GILEAD SCIENCES INC 100 8,000 0.02%
109 VANGUARD WHITEHALL FDS 100 7,000 0.02%
110 VANGUARD INDEX FDS 60 7,000 0.02%
111 VANGUARD INDEX FDS 60 7,000 0.02%
112 SEANERGY MARITIME HLDGS CORP 3,332 5,000 0.01%
113 FUSION-IO INC 400 5,000 0.01%
114 TRUSTMARK CORP 210 5,000 0.01%
115 3M Co 35 5,000 0.01%
116 Dendreon Corp 1,700 4,000 0.01%
117 ENTEROMEDICS INC 2,600 4,000 0.01%
118 ALLEGION PUB LTD CO 77 4,000 0.01%
119 DELTA AIRLINES INC DEL 100 4,000 0.01%
120 ADVANCED MICRO DEVICES INC 1,000 4,000 0.01%
121 China Housing and Land Develop 2,264 4,000 0.01%
122 Tumi Holdings Inc 200 4,000 0.01%
123 CHINA PHARMA HLDGS INC 8,720 3,000 0.01%
124 PFIZER INC 104 3,000 0.01%
125 INTEL CORP 100 3,000 0.01%
126 AVAGO TECHNOLOGIES LTD SHS 25 2,000 0.01%
127 Blackhawk Network 77 2,000 0.01%
128 BPZ RESOURCES INC COM 500 2,000 0.01%
129 VANGUARD SCOTTSDALE FDS 30 2,000 0.01%
130 TEXAS INSTRS INC 25 1,000 0.00%
131 CROSS CTRY HEALTHCARE INC COM 200 1,000 0.00%
132 SONDE RESOURCE CORPNEW 2,700 1,000 0.00%
133 China Gerui Advanced Materials 2,000 1,000 0.00%
134 BROADWIND ENERGY INC COM NEW 100 1,000 0.00%
135 RENREN INCORPORATED SPONSORED ADR 70 0 0.00%
136 HASBRO INC 5 0 0.00%
Page 3 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-14-001447, filed 2014.07.29).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.