| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | STEELHEAD PARTNERS LLC | 2,061,146 | 701,000 | 52.59% | ||
| 2 | RAFFLES ASSOCIATES LP | 1,804,597 | 614,000 | 46.06% | ||
| 3 | RENAISSANCE TECHNOLOGIES LLC | 25,100 | 9,000 | 0.68% | ||
| 4 | DEUTSCHE BANK AG\ | 9,000 | 3,000 | 0.23% | ||
| 5 | CITIGROUP INC | 9,990 | 3,000 | 0.23% | ||
| 6 | UBS AG | 4,200 | 1,000 | 0.08% | ||
| 7 | PATHSTONE FAMILY OFFICE, LLC | 2,700 | 1,000 | 0.08% | ||
| 8 | MORGAN STANLEY | 3,240 | 1,000 | 0.08% | ||
| 9 | Financial Architects, Inc | 900 | 0 | 0.00% | ||
| 10 | WELLS FARGO & COMPANY/MN | 900 | 0 | 0.00% | ||
| 11 | AMERIPRISE FINANCIAL INC | 180 | 0 | 0.00% | ||
| 12 | US BANCORP \DE\ | 56 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
