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BROADWIND ENERGY INC
BROADWIND ENERGY INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 71 Institutional holders with a total value of $56,439,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 1,458,201 12,788,000 22.66%
2 Numeric Investors LLC 640,761 5,619,000 9.96%
3 ACADIAN ASSET MANAGEMENT LLC 480,921 4,218,000 7.47%
4 BlackRock Institutional Trust Company, N.A. 381,355 3,344,000 5.92%
5 VANGUARD GROUP INC 358,891 3,147,000 5.58%
6 SYSTEMATIC FINANCIAL MANAGEMENT LP 289,525 2,539,000 4.50%
7 NEW YORK STATE COMMON RETIREMENT FUND 253,050 2,219,000 3.93%
8 BRIDGEWAY CAPITAL MANAGEMENT, LLC 208,550 1,829,000 3.24%
9 Invesco Ltd. 160,844 1,411,000 2.50%
10 BOGLE INVESTMENT MANAGEMENT L P /DE/ 151,191 1,325,000 2.35%
11 RBF Capital, LLC 137,894 1,209,000 2.14%
12 MORGAN STANLEY 136,372 1,196,000 2.12%
13 Teton Advisors, Inc. 134,475 1,179,000 2.09%
14 FULLER & THALER ASSET MANAGEMENT, INC. 125,314 1,099,000 1.95%
15 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 109,780 963,000 1.71%
16 D. E. Shaw & Co., Inc. 107,293 941,000 1.67%
17 GEODE CAPITAL MANAGEMENT, LLC 92,700 812,000 1.44%
18 GSA CAPITAL PARTNERS LLP 90,549 794,000 1.41%
19 TWO SIGMA INVESTMENTS, LP 86,811 761,000 1.35%
20 BRYN MAWR CAPITAL MANAGEMENT INC 86,184 756,000 1.34%
21 BlackRock Group LTD 81,527 715,000 1.27%
22 RUSSELL FRANK CO/ 68,297 599,000 1.06%
23 CITADEL ADVISORS LLC 64,132 562,000 1.00%
24 Bank of New York Mellon Corp 63,837 560,000 0.99%
25 COMMONWEALTH BANK OF AUSTRALIA 55,432 486,000 0.86%
26 PERRITT CAPITAL MANAGEMENT INC 54,200 475,000 0.84%
27 Aperio Group, LLC 52,263 458,000 0.81%
28 A.R.T. Advisors, LLC 49,303 432,000 0.77%
29 BlackRock Fund Advisors 41,778 366,000 0.65%
30 PARAMETRIC PORTFOLIO ASSOCIATES LLC 40,979 359,000 0.64%
31 CREDIT SUISSE AG/ 39,281 345,000 0.61%
32 AQR CAPITAL MANAGEMENT LLC 37,675 330,000 0.58%
33 MILLENNIUM MANAGEMENT LLC 34,976 307,000 0.54%
34 TWO SIGMA ADVISERS, LP 31,460 276,000 0.49%
35 RENAISSANCE TECHNOLOGIES LLC 28,690 252,000 0.45%
36 JANE STREET GROUP, LLC 24,792 217,000 0.38%
37 NORTHERN TRUST CORP 24,329 213,000 0.38%
38 Spark Investment Management LLC 22,100 193,000 0.34%
39 TFS CAPITAL LLC 18,888 166,000 0.29%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 17,300 152,000 0.27% Call
41 AJO, LP 14,300 125,000 0.22%
42 HIGHBRIDGE CAPITAL MANAGEMENT LLC 14,171 124,000 0.22%
43 Cubist Systematic Strategies, LLC 11,362 100,000 0.18%
44 ClariVest Asset Management LLC 9,215 81,000 0.14%
45 DIMENSIONAL FUND ADVISORS LP 7,934 70,000 0.12%
46 Brandywine Global Investment Management, LLC 7,790 69,000 0.12%
47 BANK OF AMERICA CORP /DE/ 5,774 51,000 0.09%
48 GROUP ONE TRADING LLC 5,169 45,000 0.08%
49 BLACKROCK ADVISORS LLC 2,781 24,000 0.04%
50 BARCLAYS PLC 2,797 22,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.