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Institutional Investment Manager
PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC (CIK: 0001511137) incorporated in Delaware, located at 10 Sterling Blvd, Englewood, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 180 holdings with a total value of $49,344,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 FedEx Corp 40 7,000 0.01%
52 ENERGY TRANSFER L P 1,000 7,000 0.01%
53 SUPERIOR ENERGY SVCS INC 500 7,000 0.01%
54 ALUMINUM CORP CHINA LIMITED 1,000 8,000 0.02%
55 COCA COLA CO 187 8,000 0.02%
56 CHIMERIX INC 1,600 8,000 0.02%
57 TWITTER INC 475 8,000 0.02%
58 Patterson UTI Energy Inc Com 500 9,000 0.02%
59 NEWPARK RES INC COM PAR $.01NEW 2,000 9,000 0.02%
60 PROSHRES ULTRASHT 20 PLS YR TR 237 9,000 0.02%
61 CHEVRON CORP NEW 101 10,000 0.02%
62 KRAFT HEINZ CO 130 10,000 0.02%
63 ABBVIE INC 184 10,000 0.02%
64 L BRANDS INC 115 10,000 0.02%
65 SPDR SERIES TRUST PRTFLO S&P500 GW ETF 101 10,000 0.02%
66 ISHARES TR 70 10,000 0.02%
67 MONDELEZ INTL INC 256 10,000 0.02%
68 STRYKER CORP 103 11,000 0.02%
69 GOLAR LNG LTD 602 11,000 0.02%
70 HOLLYFRONTIER CORP 315 11,000 0.02%
71 BRISTOL MYERS SQUIBB CO 167 11,000 0.02%
72 COGNIZANT TECHNOLOGY SOLUTIO 176 11,000 0.02%
73 ECOLAB INC 97 11,000 0.02%
74 MCDONALDS CORP 88 11,000 0.02%
75 NIKE INC 178 11,000 0.02%
76 WAL-MART STORES INC 156 11,000 0.02%
77 CVS HEALTH CORP 108 11,000 0.02%
78 INTUIT 108 11,000 0.02%
79 SUNTRUST BKS INC 303 11,000 0.02%
80 NEXTERA ENERGY INC 93 11,000 0.02%
81 HONEYWELL INTL INC 101 11,000 0.02%
82 HERSHEY CO 117 11,000 0.02%
83 PEPSICO INC 104 11,000 0.02%
84 CITIGROUPINC 278 12,000 0.02%
85 UNITED TECHNOLOGIES CORP 118 12,000 0.02%
86 JONES LANG LASALLE 100 12,000 0.02%
87 VANGUARD INDEX FDS 129 12,000 0.02%
88 SEATTLE GENETICS INC 330 12,000 0.02%
89 Salesforce.com Inc 181 13,000 0.03%
90 DIREXION SHS ETF TR- 550 13,000 0.03%
91 ISHARES TR 120 13,000 0.03%
92 OPOWER INC 2,031 14,000 0.03%
93 Teekay Tankers LTD 4,082 15,000 0.03%
94 WELLS FARGO & CO NEW 317 15,000 0.03%
95 POWERSHARES ETF TR II 962 15,000 0.03%
96 KITE PHARMA INCORPORATED 322 15,000 0.03%
97 ETSY INC COM 1,786 16,000 0.03%
98 ISHARES SILVER TR 1,071 16,000 0.03%
99 SEADRILL LIMITED 5,000 17,000 0.03%
100 SEAWORLD ENTMT INC 820 17,000 0.03%
Page 2 of 4

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-003699, filed 2016.05.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.