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Institutional Investment Manager
PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC (CIK: 0001511137) incorporated in Delaware, located at 10 Sterling Blvd, Englewood, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 201 holdings with a total value of $105,174,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 BRISTOL MYERS SQUIBB CO 867 64,000 0.06%
52 EATON VANCE NATL MUN OPPORT 2,776 64,000 0.06%
53 ISHARES TR 1,134 62,000 0.06%
54 Netflix Com Inc 600 55,000 0.05%
55 TESLA INC 259 55,000 0.05%
56 COMCAST CORP NEW 778 50,000 0.05%
57 SCHLUMBERGER LTD 637 50,000 0.05%
58 S&P GLOBAL INC 454 49,000 0.05%
59 PRICELINE GRP INC 38 47,000 0.04%
60 THERMO FISHER SCIENTIFIC INC 301 45,000 0.04%
61 CHEVRON CORP NEW 402 42,000 0.04%
62 GILEAD SCIENCES INC 478 40,000 0.04%
63 INTELLIA THERAPEUTICS INC 1,814 39,000 0.04%
64 Verizon Communications Inc 685 38,000 0.04%
65 3M Co 212 37,000 0.04%
66 BLACKROCK INC 102 35,000 0.03%
67 Salesforce.com Inc 421 33,000 0.03%
68 VANGUARD INDEX FDS 299 32,000 0.03%
69 MONSANTO CO 295 31,000 0.03%
70 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 280 31,000 0.03%
71 AT&T INC 686 29,000 0.03%
72 NIKE INC 528 29,000 0.03%
73 Antero Midstream Ptnrs LP 1,000 28,000 0.03%
74 KRAFT HEINZ CO 306 27,000 0.03%
75 MOODYS CORP 292 27,000 0.03%
76 WASTE MGMT INC DEL 396 27,000 0.03%
77 NOVO-NORDISK A S 500 27,000 0.03%
78 AGNICO EAGLE MINES LTD 500 27,000 0.03%
79 ETSY INC COM 2,685 26,000 0.02%
80 TATA MTRS LTD 717 25,000 0.02%
81 COCA COLA CO 553 25,000 0.02%
82 COSTCO WHSL CORP NEW 150 24,000 0.02%
83 NEXTERA ENERGY INC 188 24,000 0.02%
84 AMERICAN TOWER CORP NEW 200 23,000 0.02%
85 MONDELEZ INTL INC 456 21,000 0.02%
86 GLAXOSMITHKLINE PLC 490 21,000 0.02%
87 DIREXION SHS ETF TRUST DAILY 20 YR TREASURY BEAR 1,246 21,000 0.02%
88 KITE PHARMA INCORPORATED 422 21,000 0.02%
89 CVS HEALTH CORP 208 21,000 0.02%
90 CREDIT SUISSE NASSAU BRH 800 20,000 0.02%
91 KINDER MORGAN INC DEL 1,000 19,000 0.02%
92 ENERNOC INC 3,000 19,000 0.02%
93 UNITED TECHNOLOGIES CORP 188 19,000 0.02%
94 MASTERCARD INCORPORATED 200 18,000 0.02%
95 CELGENE CORP 185 18,000 0.02%
96 ISHARES 750 18,000 0.02%
97 DOW CHEM CO 360 18,000 0.02%
98 AGILENT TECHNOLOGIES INC 389 17,000 0.02%
99 DIREXION SHS ETF TR- 550 17,000 0.02%
100 LAM RESEARCH CORP 200 17,000 0.02%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004215, filed 2016.08.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.