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Institutional Investment Manager
Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC (CIK: 0001511857) incorporated in New York, located at 263 Tresser Blvd, Stamford, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001221073-14-000040) filed in 2014.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SIGMA ALDRICH 10,999 0 0.00%
2 SPDR S&P 500 ETF TR 600 0 0.00% Put
3 UNI PIXEL INC COM NEW 2,500 0 0.00% Call
4 ADVANCED PHOTONIX INC 12,000 8 0.00%
5 SANOFI 33,635 10 0.00%
6 EXETER RES CORP 36,100 22 0.01%
7 APACHE CORP 16,500 30 0.01% Call
8 MEDIABISTRO INC 12,856 31 0.01%
9 China Gerui Advanced Materials 26,965 32 0.01%
10 HALCON RESOURCES CORP 25,000 39 0.01% Call
11 AMERICAN DG ENERGY INC 24,423 49 0.01%
12 PetroQuest Energy 13,000 74 0.02%
13 Progenics Pharmaceuticals Inc 19,000 78 0.02%
14 SPECTRUM PHARMACEUTICALS INC COM 10,066 79 0.02%
15 CROSSROADS SYS INC COM NEW 36,627 88 0.02%
16 I D SYSTEMS INC 16,100 91 0.02%
17 BIOSCRIP INC 13,250 92 0.02%
18 Magnum Hunter Resources Corp 11,728 100 0.02%
19 PROFESSIONAL DIVERSITY NET I 35,095 121 0.03%
20 SCORPIO TANKERS INC 13,273 132 0.03%
21 MAXWELL TECHNOLOGIES INC 10,500 136 0.03%
22 FLWS/1-800 FLOWERS CL A 25,000 141 0.03%
23 CALAMOS ASSET MANAGEMENT CL A ORD 11,275 146 0.03%
24 NUVEEN NY MUN VALUE FD COM 17,750 168 0.04%
25 SILICON MOTION TECHN 10,700 180 0.04%
26 BARRICK GOLD CORP 10,439 186 0.04%
27 CENTRAL FD CDA LTD 13,600 187 0.04%
28 Vaneck Vectors Gold 8,500 201 0.05%
29 DANAHER CORP DEL 2,770 208 0.05%
30 NUVEEN PFD INCOME TERM FD 9,240 211 0.05%
31 West Corp 9,005 215 0.05%
32 PLUM CREEK TIMBER 5,200 219 0.05%
33 BLACKROCK INCOME TR INC 33,834 221 0.05%
34 STRYKER CORP 2,714 221 0.05%
35 HOME DEPOT INC 2,812 223 0.05%
36 Unwired Planet, Inc. 105,800 230 0.05%
37 3M CO 1,723 234 0.05%
38 MACYS INC 4,000 237 0.06%
39 SPDR SER TR 7,135 243 0.06%
40 AMGEN INC 1,992 246 0.06%
41 DIME CMNTY BANCSHARES 14,536 247 0.06%
42 SOUTHWESTERN ENERGY CO 5,400 248 0.06%
43 JPMORGAN CHASE & CO 4,196 255 0.06%
44 SANDSTORM GOLD LTD 46,706 262 0.06%
45 LOWES COS INC 5,710 279 0.07%
46 ISHARES TR 2,466 288 0.07%
47 PHILIP MORRIS INTL INC 3,590 294 0.07%
48 AUTODESK INC 6,005 295 0.07%
49 PLAINS ALL AMERN PIPELINE L 5,400 298 0.07%
50 PROSHARES ULTRASHORT BLOOMBERG CRUDE OIL 10,490 299 0.07%
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