| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 3,668,746 | 23,920,000 | 19.19% | ||
| 2 | Karpus Management, Inc. | 3,249,289 | 21,185,000 | 17.00% | ||
| 3 | WELLS FARGO & COMPANY/MN | 2,365,288 | 15,422,000 | 12.37% | ||
| 4 | 1607 Capital Partners, LLC | 2,194,649 | 14,309,000 | 11.48% | ||
| 5 | MORGAN STANLEY | 1,062,038 | 6,925,000 | 5.56% | ||
| 6 | ROYAL BANK OF CANADA | 930,102 | 6,065,000 | 4.87% | ||
| 7 | Invesco Ltd. | 871,797 | 5,684,000 | 4.56% | PRN | |
| 8 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 767,596 | 5,005,000 | 4.02% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 739,456 | 4,822,000 | 3.87% | ||
| 10 | LPL Financial LLC | 714,221 | 4,657,000 | 3.74% | ||
| 11 | Saba Capital Management, L.P. | 568,826 | 3,709,000 | 2.98% | ||
| 12 | WFG Advisors, LP | 531,104 | 3,463,000 | 2.78% | ||
| 13 | UBS AG | 297,581 | 1,940,000 | 1.56% | ||
| 14 | HighTower Advisors, LLC | 146,456 | 955,000 | 0.77% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 97,381 | 635,000 | 0.51% | ||
| 16 | ROBINSON CAPITAL MANAGEMENT, LLC | 86,738 | 566,000 | 0.45% | ||
| 17 | Virtu KCG Holdings LLC | 71,645 | 467,000 | 0.37% | ||
| 18 | CITIGROUP INC | 63,018 | 411,000 | 0.33% | ||
| 19 | Capital Investment Advisors, LLC | 51,373 | 334,954 | 0.27% | ||
| 20 | DOLIVER ADVISORS, LP | 49,624 | 324,000 | 0.26% | ||
| 21 | Cambridge Investment Research Advisors, Inc. | 45,127 | 294,000 | 0.24% | ||
| 22 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 41,712 | 272,000 | 0.22% | ||
| 23 | Global Endowment Management, LP | 41,321 | 269,000 | 0.22% | ||
| 24 | Commonwealth Equity Services, Inc | 36,625 | 239,000 | 0.19% | ||
| 25 | Clear Harbor Asset Management, LLC | 33,834 | 221,000 | 0.18% | ||
| 26 | Point View Wealth Management, Inc. | 31,920 | 208,000 | 0.17% | ||
| 27 | People's United Financial, Inc. | 31,700 | 207,000 | 0.17% | ||
| 28 | Placemark Investments, Inc. | 31,106 | 202,000 | 0.16% | ||
| 29 | WESBANCO BANK INC | 29,430 | 192,000 | 0.15% | ||
| 30 | PAYDEN & RYGEL | 28,900 | 188,000 | 0.15% | ||
| 31 | GOLDMAN SACHS GROUP INC | 28,266 | 184,000 | 0.15% | ||
| 32 | Kingfisher Capital LLC | 26,297 | 171,000 | 0.14% | ||
| 33 | Mariner, LLC | 25,080 | 164,000 | 0.13% | ||
| 34 | Texan Capital Management | 21,200 | 138,000 | 0.11% | ||
| 35 | STIFEL FINANCIAL CORP | 21,061 | 137,000 | 0.11% | ||
| 36 | ProVise Management Group, LLC | 20,910 | 136,000 | 0.11% | ||
| 37 | Ionic Capital Management LLC | 15,755 | 103,000 | 0.08% | ||
| 38 | ALLIANCEBERNSTEIN L.P. | 12,385 | 81,000 | 0.06% | ||
| 39 | Concert Wealth Management Inc. | 11,684 | 77,000 | 0.06% | ||
| 40 | WealthTrust Axiom LLC | 11,000 | 71,000 | 0.06% | ||
| 41 | 1919 Investment Counsel, LLC | 9,200 | 60,000 | 0.05% | ||
| 42 | CAPTRUST FINANCIAL ADVISORS | 8,625 | 56,000 | 0.04% | ||
| 43 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 7,683 | 50,000 | 0.04% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,326 | 28,000 | 0.02% | ||
| 45 | NEW ENGLAND SECURITIES CORP /MA/ | 2,966 | 19,000 | 0.02% | ||
| 46 | CITY HOLDING CO | 2,700 | 18,000 | 0.01% | ||
| 47 | US BANCORP \DE\ | 2,500 | 16,000 | 0.01% | ||
| 48 | Waverly Advisors, LLC | 2,200 | 14,000 | 0.01% | ||
| 49 | Gary Goldberg Planning Services Inc | 2,000 | 13,000 | 0.01% | ||
| 50 | Shamrock Asset Management LLC | 1,200 | 8,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
