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Institutional Investment Manager
Clear Harbor Asset Management, LLC
Clear Harbor Asset Management, LLC (CIK: 0001511857) incorporated in New York, located at 263 Tresser Blvd, Stamford, CT. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 255 holdings with a total value of $474,787,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 WESTROCK CO 46,132 2,342,000 0.49%
52 ALPHABET INC 2,883 2,285,000 0.48%
53 WISDOMTREE TR 45,302 2,244,000 0.47%
54 QEP RES INC 119,590 2,202,000 0.46%
55 COMMSCOPE HLDG COMPANY INCORPORATED 55,723 2,073,000 0.44%
56 SOLAR SENIOR 126,116 2,073,000 0.44%
57 WISDOMTREE TR 35,983 2,065,000 0.43%
58 CELGENE CORP 17,703 2,049,000 0.43%
59 VANGUARD BD INDEX FDS 24,895 2,011,000 0.42%
60 ISHARES GOLD TRUST 181,153 2,007,000 0.42%
61 GENERAL ELECTRIC CO 62,906 1,988,000 0.42%
62 WALGREENS BOOTS ALLIANCE INC 23,725 1,963,000 0.41%
63 MICROSOFT CORP 31,435 1,953,000 0.41%
64 TITAN INTL INC ILL COM 172,005 1,928,000 0.41%
65 HEXCEL CORP NEW COM 34,435 1,771,000 0.37%
66 CHERRY HILL MTG INVT CORP COM 96,591 1,757,000 0.37%
67 INTELLICHECK MOBILISA INC 621,712 1,710,000 0.36%
68 UNION PAC CORP 15,625 1,620,000 0.34%
69 GOODYEAR TIRE & RUBR CO 51,920 1,603,000 0.34%
70 GILEAD SCIENCES INC 22,362 1,601,000 0.34%
71 AMC NETWORKS INC CL A 29,775 1,558,000 0.33%
72 ECOLAB INC 12,274 1,439,000 0.30%
73 PFIZER INC 43,314 1,407,000 0.30%
74 West Corp 56,734 1,405,000 0.30%
75 CONAGRA BRANDS INC 35,292 1,396,000 0.29%
76 SMUCKER J M CO 10,768 1,379,000 0.29%
77 LIQTECH INTL INC 2,130,026 1,363,000 0.29%
78 SYNERGY PHARMACEUTICALS DEL 222,760 1,357,000 0.29%
79 YORK WTR CO 33,475 1,279,000 0.27%
80 CHEVRON CORP NEW 10,699 1,259,000 0.27%
81 AETNA INC NEW 9,695 1,202,000 0.25%
82 CONSOLIDATED EDISON INC 15,692 1,156,000 0.24%
83 PROCTER AND GAMBLE CO 13,530 1,138,000 0.24%
84 VANGUARD WORLD FDS 8,385 1,079,000 0.23%
85 ENTERCOM COMMUNICATIONS CORP 68,039 1,041,000 0.22%
86 VANGUARD MORTG-BACK SEC ETF 19,635 1,027,000 0.22%
87 V F CORP 19,166 1,023,000 0.22%
88 AUTONATION INC 20,775 1,011,000 0.21%
89 LOWES COS INC 13,685 973,000 0.20%
90 AMGEN INC 6,285 919,000 0.19%
91 DIREXION SHS ETF TR 45,559 904,000 0.19%
92 EXPRESS SCRIPTS HLDG CO 13,027 896,000 0.19%
93 ISHARES TR 7,383 865,000 0.18%
94 HCA HOLDINGS INC 11,325 838,000 0.18%
95 ISHARES 7-10 YEAR TREASURY BOND ETF 7,929 831,000 0.18%
96 MARATHON PETE CORP 15,816 796,000 0.17%
97 TIME WARNER INC 8,222 794,000 0.17%
98 AQUA AMERICA INC 26,118 785,000 0.17%
99 VANGUARD INTL EQUITY INDEX F 17,125 757,000 0.16%
100 ISHARES 20 YEAR TREASURY BOND ETF 6,105 727,000 0.15%
Page 2 of 6

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001221073-17-000019, filed 2017.01.20).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.