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Institutional Investment Manager
CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS (CIK: 0001512024) incorporated in North Carolina, located at 4208 Six Forks Road, Suite 1700, Raleigh, NC. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q2)
Original 13F HR (0001062993-15-004442) filed in 2015.08.13
#
Name
Shares
Value ($)
%
Options
Notes
101 POWERSHARES ETF TR II 124 14 0.00%
102 POWERSHARES ETF TRUST 1,000 91 0.01%
103 POWERSHARES ETF TRUST 1,142 113 0.02%
104 POWERSHS DB MULTI SECT COMM 8,648 926 0.15%
105 POWERSHS DB MULTI SECT COMM 12,139 1,299 0.20%
106 PROSHARES PSHS ULT HLTHCRE ETF 21,360 847 0.13%
107 PROSHARES TR 2,454 222 0.03%
108 PROSHARES TR 2,530 156 0.02%
109 PROSHARES TR 947 97 0.02%
110 PROSHARES TR 244 11 0.00%
111 PROSHARES ULTRA BLOOMBERG CRUDE OIL 7,640 514 0.08%
112 ProShares VIX Short-Term Futures 536 24 0.00%
113 Proshares Short S&P 500 7,503 39 0.01%
114 ROYCE GLOBAL VALUE TR INC 344 60 0.01%
115 ROYCE VALUE TR INC 12,045 318 0.05%
116 RSX - Market Vectors Russia ETF 2,146 62 0.01%
117 RYDEX ETF TRUST 46,348 5,464 0.86%
118 SCHWAB US DIVIDEND EQUITY ETF 229,390 28,642 4.51%
119 SELECT SECTOR SPDR TR 28,938 3,039 0.48%
120 SELECT SECTOR SPDR TR 28,213 1,105 0.17%
121 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 70 12 0.00%
122 SPDR DOW JONES INDL AVRG ETF 3,112 120 0.02%
123 SPDR GOLD TR 17,647 554 0.09%
124 SPDR MSCI ACWI EX-US 139,159 10,935 1.72%
125 SPDR S&P 500 ETF TR 185,620 20,192 3.18%
126 SPDR S&P MIDCAP 400 ETF TR 915 12 0.00%
127 SPDR SER TR 4,094 121 0.02%
128 SPDR SER TR 93 5 0.00%
129 SPDR SERIES TR 9,541 328 0.05%
130 SPDR SERIES TRUST 563 62 0.01%
131 SPROTT PHYSICAL PLAT PALLAD 900 18 0.00%
132 Spdr Ser Tr Nuveen Barcl 231 4 0.00%
133 TCW STRATEGIC INCOME FD INC 605 8 0.00%
134 UNITED STATES OIL FUND LP 98 4 0.00%
135 VANGUARD ADMIRAL FDS INC 915 11 0.00%
136 VANGUARD ADMIRAL FDS INC 698 23 0.00%
137 VANGUARD BD INDEX FDS 14,411 246 0.04%
138 VANGUARD BD INDEX FDS 2,261 56 0.01%
139 VANGUARD INDEX FDS 6,225 86 0.01%
140 VANGUARD INDEX FDS 2,132 247 0.04%
141 VANGUARD INDEX FDS 100 3 0.00%
142 VANGUARD INDEX FDS 307 18 0.00%
143 VANGUARD INDEX FDS 20,294 2,274 0.36%
144 VANGUARD INDEX FDS 3,632 427 0.07%
145 VANGUARD INDEX FDS 597 220 0.03%
146 VANGUARD INDEX FDS 946 12 0.00%
147 VANGUARD INTL EQUITY INDEX F 4,721 58 0.01%
148 VANGUARD INTL EQUITY INDEX F 370 5 0.00%
149 VANGUARD INTL EQUITY INDEX F 54 7 0.00%
150 VANGUARD INTL EQUITY INDEX F 9,403 59 0.01%
Page 3 of 4
Restatement filing (0001062993-15-004608) filed in 2015.08.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 1,348,115 277,509 43.65%
2 ISHARES TR 1,179,537 74,889 11.78%
3 ISHARES TR 282,597 58,560 9.21%
4 ISHARES TR 640,100 45,639 7.18%
5 SPDR S&P MIDCAP 400 ETF TR 153,435 41,919 6.59%
6 ISHARES TR 229,390 28,642 4.51%
7 ISHARES TR 185,620 20,192 3.18%
8 ISHARES RUSSELL 3000 ETF 149,393 18,522 2.91%
9 VANGUARD SPECIALIZED FUNDS 139,159 10,935 1.72%
10 VANGUARD INTL EQUITY INDEX F 132,533 7,154 1.13%
11 ISHARES TR 41,431 6,214 0.98%
12 JPMORGAN CHASE & CO 156,432 6,195 0.97%
13 ISHARES TR 46,348 5,464 0.86%
14 ISHARES 7-10 YEAR TREASURY BOND ETF 28,938 3,039 0.48%
15 ISHARES RUSSELL 1000 ETF 19,998 2,321 0.37%
16 ISHARES TR 20,294 2,274 0.36%
17 VANGUARD INDEX FDS 12,139 1,299 0.20%
18 VANGUARD INTL EQUITY INDEX F 26,237 1,274 0.20%
19 ISHARES TR 28,213 1,105 0.17%
20 ISHARES TR 5,707 972 0.15%
21 VANGUARD INDEX FDS 7,164 962 0.15%
22 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 32,290 938 0.15%
23 VANGUARD INDEX FDS 8,648 926 0.15%
24 VANGUARD TAX-MANAGED FDS 21,360 847 0.13%
25 ISHARES TR 11,156 838 0.13%
26 SPDR SER TR 9,981 761 0.12%
27 ISHARES S&P GSCI COMMODITY I 33,878 715 0.11%
28 Vaneck Vectors Gold 39,310 698 0.11%
29 VANGUARD INDEX FDS 6,185 659 0.10%
30 SPDR BLOOMBERG INTERNATIONAL CORPORATE BOND ETF 17,647 554 0.09%
31 VANGUARD INDEX FDS 6,499 542 0.09%
32 VANGUARD INDEX FDS 7,096 530 0.08%
33 POWERSHARES DB CMDTY IDX TRA 29,077 523 0.08%
34 VANGUARD WHITEHALL FDS 7,640 514 0.08%
35 POWERSHARES ETF TR II 12,960 475 0.07%
36 ISHARES 20 YEAR TREASURY BOND ETF 3,632 427 0.07%
37 VANGUARD ADMIRAL FDS INC 4,053 411 0.06%
38 SELECT SECTOR SPDR TR 16,050 391 0.06%
39 SCHWAB US DIVIDEND EQUITY ETF 9,686 371 0.06%
40 SPDR GOLD TR 3,033 341 0.05%
41 WISDOMTREE TR 5,808 332 0.05%
42 SPDR MSCI ACWI EX-US 9,541 328 0.05%
43 GLOBAL X FDS 12,045 318 0.05%
44 SPDR SERIES TR 12,177 289 0.05%
45 VANGUARD WORLD FDS 2,235 279 0.04%
46 WISDOMTREE TR 4,600 274 0.04%
47 VANGUARD INDEX FDS 2,502 270 0.04%
48 ISHARES TR 6,712 266 0.04%
49 ISHARES TR 2,132 247 0.04%
50 POWERSHARES ETF TRUST 14,411 246 0.04%
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