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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 34 Institutional holders with a total value of $77,120,231.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 QS Investors, LLC 1,202,376 31,731,000 41.14%
2 MORGAN STANLEY 650,035 17,155,000 22.24%
3 WELLS FARGO & COMPANY/MN 138,036 3,643,000 4.72%
4 LPL Financial LLC 136,016 3,607,000 4.68%
5 CWH Capital Management, Inc. 125,820 3,320,000 4.30%
6 GOLDMAN SACHS GROUP INC 98,527 2,600,000 3.37%
7 Cetera Advisor Networks LLC 71,358 2,020,000 2.62%
8 SCOTIA CAPITAL INC. 74,613 1,972,000 2.56%
9 JANE STREET GROUP, LLC 62,608 1,652,000 2.14%
10 BANK OF AMERICA CORP /DE/ 44,616 1,177,000 1.53%
11 Cambridge Investment Research Advisors, Inc. 44,069 1,163,000 1.51%
12 SIGNET FINANCIAL MANAGEMENT, LLC 39,767 1,049,000 1.36%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 38,194 1,008,000 1.31%
14 UBS Group AG 36,579 965,000 1.25%
15 INVESTMENT CENTERS OF AMERICA INC 21,131 555,000 0.72%
16 CITADEL ADVISORS LLC 20,463 540,000 0.70%
17 AMERICAN INTERNATIONAL GROUP, INC. 20,168 532,234 0.69%
18 ENVESTNET ASSET MANAGEMENT INC 19,623 518,000 0.67%
19 CAPTRUST FINANCIAL ADVISORS 12,045 318,000 0.41%
20 Virtu Financial LLC 11,635 307,000 0.40%
21 ROYAL BANK OF CANADA 10,633 281,000 0.36%
22 Genesis Wealth Advisors, LLC 10,610 279,997 0.36%
23 STIFEL FINANCIAL CORP 10,153 268,000 0.35%
24 NEXT Financial Group, Inc 4,483 118,000 0.15%
25 MSI Financial Services Inc 3,500 92,000 0.12%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,821 74,000 0.10%
27 WFG Advisors, LP 2,612 69,000 0.09%
28 Carroll Financial Associates, Inc. 1,073 28,000 0.04%
29 FIFTH THIRD BANCORP 1,000 26,000 0.03%
30 JFS WEALTH ADVISORS, LLC 862 23,000 0.03%
31 US FINANCIAL ADVISORS, LLC 600 16,000 0.02%
32 WASHINGTON TRUST BANK 340 9,000 0.01%
33 GUPTA WEALTH MANAGEMENT LLC 154 4,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.