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Institutional Investment Manager
ETRADE Capital Management LLC
ETRADE Capital Management LLC (CIK: 0001512581) incorporated in Delaware, located at 671 N. Glebe Road, Arlington, VA. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000950123-16-022277) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD INDEX FDS 2,925,010 132,883 6.43%
2 ISHARES TR 1,734,598 195,004 9.44%
3 ISHARES TR 1,616,374 168,378 8.15%
4 ISHARES TR 1,589,633 167,897 8.13%
5 VANGUARD BD INDEX FDS 1,410,646 126,366 6.12%
6 SPDR SERIES TRUST 751,846 162,624 7.87%
7 VANGUARD INDEX FDS 629,325 23,682 1.15%
8 SALESFORCE COM INC 512,795 42,865 2.08%
9 ISHARES TR 482,642 50,557 2.45%
10 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 434,349 53,951 2.61%
11 VANGUARD WHITEHALL FDS 391,208 31,621 1.53%
12 VANGUARD BD INDEX FDS 369,090 26,626 1.29%
13 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
14 PPG INDS INC 311,045 6,544 0.32%
15 AT&T INC 282,234 11,462 0.55%
16 MCDONALDS CORP 279,880 1,402 0.07%
17 ISHARES TR 270,269 23,584 1.14%
18 LOCKHEED MARTIN CORP 248,443 713 0.03%
19 ISHARES TR 232,980 25,649 1.24%
20 ISHARES TR 231,723 6,947 0.34%
21 ISHARES TR 226,395 26,373 1.28%
22 XEROX CORP 219,032 2,219 0.11%
23 AMBEV SA 201,261 1,226 0.06%
24 ORANGE ADR SPONSORED 178,293 2,197 0.11%
25 VULCAN MATLS CO 174,940 5,100 0.25%
26 ISHARES TR 171,315 19,076 0.92%
27 PG&E CORP 169,448 5,739 0.28%
28 MID AMER APT CMNTYS INC 153,594 8,847 0.43%
29 VISA INC 152,356 7,920 0.38%
30 SPDR S&P 500 ETF TR 152,207 4,390 0.21%
31 MARRIOTT VACATIONS WORLDWIDE C COM 148,808 2,353 0.11%
32 ABBVIE INC 142,338 8,977 0.43%
33 POWERSHARES ETF TRUST II 135,839 3,153 0.15%
34 CINEMARK HOLDINGS INC 121,907 3,867 0.19%
35 LAUDER ESTEE COS INC 116,735 842 0.04%
36 VANGUARD INDEX FDS 116,515 4,384 0.21%
37 METLIFE INC 115,227 7,191 0.35%
38 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
39 ULTA BEAUTY INC 112,585 1,533 0.07%
40 TE CONNECTIVITY LTD 109,575 3,352 0.16%
41 SAP SE 108,398 4,140 0.20%
42 AEGON N V 107,442 415 0.02%
43 CPI CARD GROUP INC 104,121 629 0.03%
44 BERRY PLASTICS GROUP INC 100,900 4,660 0.23%
45 HSBC HLDGS PLC 100,606 992 0.05%
46 3-D SYS CORP DEL 100,230 1,799 0.09%
47 ISHARES TR 98,254 6,216 0.30%
48 ISHARES 20 YEAR TREASURY BOND ETF 91,394 4,851 0.23%
49 MONSANTO CO NEW 91,203 4,004 0.19%
50 CROSS CTRY HEALTHCARE INC COM 89,414 1,053 0.05%
Page 1 of 15
Restatement filing (0000950123-16-022639) filed in 2016.11.21
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,734,598 195,004 9.44%
2 ISHARES TR 1,616,374 168,378 8.15%
3 ISHARES TR 1,589,633 167,897 8.13%
4 SPDR S&P 500 ETF TR 751,846 162,624 7.87%
5 VANGUARD INTL EQUITY INDEX F 2,925,010 132,883 6.43%
6 VANGUARD SCOTTSDALE FDS 1,410,646 126,366 6.12%
7 ISHARES TR 434,349 53,951 2.61%
8 ISHARES RUSSELL 2000 GROWTH ETF 353,063 52,571 2.55%
9 ISHARES RUSSELL 2000 VALUE ETF 482,642 50,557 2.45%
10 RYDEX ETF TRUST 512,795 42,865 2.08%
11 VANGUARD BD INDEX FDS 391,208 31,621 1.53%
12 VANGUARD WHITEHALL FDS 369,090 26,626 1.29%
13 ISHARES TR 226,395 26,373 1.28%
14 ISHARES TR 232,980 25,649 1.24%
15 VANGUARD INTL EQUITY INDEX F 629,325 23,682 1.15%
16 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 270,269 23,584 1.14%
17 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 171,315 19,076 0.92%
18 AT&T INC 282,234 11,462 0.55%
19 APPLE INC 83,288 9,416 0.46%
20 ABBVIE INC 142,338 8,977 0.43%
21 MICROSOFT CORP 153,594 8,847 0.43%
22 VERIZON COMMUNICATIONS INC 152,356 7,920 0.38%
23 CHEVRON CORP NEW 76,903 7,915 0.38%
24 JOHNSON & JOHNSON 64,642 7,636 0.37%
25 MERCK & CO INC 115,227 7,191 0.35%
26 ISHARES TR 231,723 6,947 0.34%
27 POWERSHARES GLOBAL ETF FD 311,045 6,544 0.32%
28 ISHARES TR 98,254 6,216 0.30%
29 AMAZON COM INC 7,180 6,012 0.29%
30 PFIZER INC 169,448 5,739 0.28%
31 VANGUARD WORLD FD 62,699 5,485 0.27%
32 ALPHABET INC 7,014 5,452 0.26%
33 UNITEDHEALTH GROUP INC 38,147 5,341 0.26%
34 SCHLUMBERGER LTD 67,419 5,302 0.26%
35 ALTRIA GROUP INC 83,222 5,262 0.25%
36 PHILIP MORRIS INTL INC 52,838 5,137 0.25%
37 VODAFONE GROUP PLC NEW 174,940 5,100 0.25%
38 PEPSICO INC 45,910 4,994 0.24%
39 ISHARES 7-10 YEAR TREASURY BOND ETF 44,390 4,966 0.24%
40 CVS HEALTH CORP 55,548 4,943 0.24%
41 VANGUARD INDEX FDS 52,294 4,893 0.24%
42 GLAXOSMITHKLINE PLC 113,179 4,881 0.24%
43 ISHARES TRUST CMBS ETF 91,394 4,851 0.23%
44 LOWES COS INC 66,852 4,827 0.23%
45 CHUBB LIMITED 37,297 4,686 0.23%
46 NATIONAL GRID PLC 65,569 4,663 0.23%
47 BCE INC 100,900 4,660 0.23%
48 MARSH & MCLENNAN COS INC 67,356 4,530 0.22%
49 SPDR SERIES TRUST 152,207 4,390 0.21%
50 VANGUARD INTL EQUITY INDEX F 116,515 4,384 0.21%
Page 1 of 15