| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | PACIFIC SPL ACQUISITION CORP | 210,000 | 28,000 | 0.00% | ||
| 2 | BLACKSTONE MTG TR INC | 5,067 | 149,000 | 0.00% | ||
| 3 | INDEPENDENCE RLTY TR INC COM | 25,000 | 225,000 | 0.01% | ||
| 4 | HERC HLDGS INC | 13,499 | 455,000 | 0.01% | ||
| 5 | VALVOLINE INC | 21,952 | 516,000 | 0.01% | ||
| 6 | WESTERN ASSET HIGH INCOME OP | 106,644 | 539,000 | 0.02% | ||
| 7 | FIRST TR SR FLG RTE INCM FD | 76,412 | 1,045,000 | 0.03% | ||
| 8 | ENVISION HEALTHCARE HLDGS INC | 52,400 | 1,167,000 | 0.03% | ||
| 9 | WINTHROP RLTY TR | 180,350 | 1,488,000 | 0.04% | ||
| 10 | WHEELER REAL ESTATE INVT TR | 878,625 | 1,538,000 | 0.04% | ||
| 11 | HENNESSY CAP ACQUISITION COR | 199,800 | 1,958,000 | 0.06% | ||
| 12 | PACIFIC SPL ACQUISITION CORP | 210,000 | 2,152,000 | 0.06% | ||
| 13 | NEWS CORP CL A | 163,001 | 2,278,000 | 0.07% | ||
| 14 | ISLE OF CAPRI CASINOS INC COM | 105,000 | 2,339,000 | 0.07% | ||
| 15 | Linear Technology Corp | 50,000 | 2,964,000 | 0.08% | ||
| 16 | BLACKROCK FLOATING RATE INCO | 277,586 | 3,847,000 | 0.11% | ||
| 17 | KLR ENERGY ACQUISITION CORP | 399,000 | 4,038,000 | 0.12% | ||
| 18 | VOYA PRIME RATE TR | 1,012,610 | 5,347,000 | 0.15% | ||
| 19 | BLACKSTONE GROUP L P | 228,700 | 5,839,000 | 0.17% | ||
| 20 | EATON VANCE FLTING RATE INC | 433,545 | 6,156,000 | 0.18% | ||
| 21 | EVERBANK FINL CORP COM | 359,020 | 6,951,000 | 0.20% | ||
| 22 | BLACKSTONE GROUP L P | 304,500 | 7,774,000 | 0.22% | Put | |
| 23 | INVESCO SR INCOME TR | 1,818,196 | 7,873,000 | 0.23% | ||
| 24 | Northstar Realty Fin REIT | 621,119 | 8,180,000 | 0.23% | ||
| 25 | ASHLAND GLOBAL HLDGS INC | 74,200 | 8,604,000 | 0.25% | ||
| 26 | ASHLAND GLOBAL HLDGS INC | 74,200 | 8,604,000 | 0.25% | Put | |
| 27 | GENERAL ELECTRIC CO | 375,900 | 11,134,000 | 0.32% | ||
| 28 | GENERAL ELECTRIC CO | 375,900 | 11,134,000 | 0.32% | Put | |
| 29 | WHITEWAVE FOODS CO | 245,152 | 13,343,000 | 0.38% | ||
| 30 | COTY INC | 652,040 | 15,127,000 | 0.43% | ||
| 31 | METLIFE INC | 388,000 | 17,239,000 | 0.49% | Put | |
| 32 | QUINTILES IMS HOLDINGS INC | 216,882 | 17,581,000 | 0.50% | ||
| 33 | METLIFE INC | 423,900 | 18,834,000 | 0.54% | ||
| 34 | MGM RESORTS INTERNATIONAL | 741,000 | 19,288,000 | 0.55% | ||
| 35 | MGM RESORTS INTERNATIONAL | 741,000 | 19,288,000 | 0.55% | Put | |
| 36 | RITE AID CORP | 2,533,995 | 19,486,000 | 0.56% | ||
| 37 | ALLERGAN PLC | 98,655 | 22,721,000 | 0.65% | ||
| 38 | ALLERGAN PLC | 102,800 | 23,675,000 | 0.68% | Put | |
| 39 | CIT GROUP INC | 684,000 | 24,828,000 | 0.71% | Put | |
| 40 | CIT GROUP INC | 684,000 | 24,829,000 | 0.71% | ||
| 41 | GENERAL MTRS CO | 824,900 | 26,207,000 | 0.75% | ||
| 42 | MEDIA GENERAL INC NEW | 1,490,979 | 27,478,000 | 0.79% | ||
| 43 | MONSANTO CO NEW | 275,500 | 28,156,000 | 0.81% | ||
| 44 | MONSANTO CO NEW | 275,500 | 28,157,000 | 0.81% | Put | |
| 45 | GENERAL MTRS CO | 917,800 | 29,159,000 | 0.83% | Put | |
| 46 | HEWLETT PACKARD ENTERPRISE C | 1,362,100 | 30,987,000 | 0.89% | Put | |
| 47 | HEWLETT PACKARD ENTERPRISE C | 1,362,100 | 30,988,000 | 0.89% | ||
| 48 | LIBERTY M SIRIUSXM A | 1,225,987 | 41,659,000 | 1.19% | ||
| 49 | JOHNSON CTLS INTL PLC | 967,800 | 45,031,000 | 1.29% | Put | |
| 50 | JOHNSON CTLS INTL PLC | 967,800 | 45,032,000 | 1.29% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-086006, filed 2016.11.14).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
