| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE/ | 1,960,235 | 26,796,000 | 24.52% | ||
| 2 | BAILLIE GIFFORD & CO | 1,330,000 | 18,181,000 | 16.64% | ||
| 3 | MORGAN STANLEY | 667,409 | 9,124,000 | 8.35% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 658,216 | 8,998,000 | 8.23% | ||
| 5 | Invesco Ltd. | 592,224 | 8,096,000 | 7.41% | ||
| 6 | UBS Group AG | 492,092 | 6,727,000 | 6.16% | ||
| 7 | Gradient Investments LLC | 313,299 | 4,283,000 | 3.92% | ||
| 8 | WELLS FARGO & COMPANY/MN | 227,173 | 3,106,000 | 2.84% | ||
| 9 | Advisors Asset Management, Inc. | 218,818 | 2,991,000 | 2.74% | ||
| 10 | Bain Capital Credit, LP | 192,640 | 2,633,000 | 2.41% | ||
| 11 | STIFEL FINANCIAL CORP | 190,570 | 2,600,000 | 2.38% | ||
| 12 | Klingman & Associates, LLC | 138,937 | 1,899,000 | 1.74% | ||
| 13 | AUSDAL FINANCIAL PARTNERS, INC. | 113,780 | 1,555,000 | 1.42% | ||
| 14 | Hedeker Wealth, LLC | 20 | 1,505,000 | 1.38% | ||
| 15 | COHEN & STEERS, INC. | 106,340 | 1,454,000 | 1.33% | ||
| 16 | LPL Financial LLC | 97,757 | 1,330,000 | 1.22% | ||
| 17 | Yorktown Management & Research Co Inc | 87,900 | 1,202,000 | 1.10% | ||
| 18 | Westchester Capital Management, LLC | 76,412 | 1,045,000 | 0.96% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 69,706 | 953,000 | 0.87% | ||
| 20 | Raymond James Financial Services Advisors, Inc. | 62,190 | 850,000 | 0.78% | ||
| 21 | JPMORGAN CHASE & CO | 58,979 | 806,000 | 0.74% | ||
| 22 | Cetera Advisors LLC | 46,183 | 632,000 | 0.58% | ||
| 23 | CREDIT SUISSE AG/ | 36,107 | 494,000 | 0.45% | ||
| 24 | GOLDMAN SACHS GROUP INC | 29,206 | 399,000 | 0.37% | ||
| 25 | CITIGROUP INC | 20,162 | 276,000 | 0.25% | ||
| 26 | SHUFRO ROSE & CO LLC | 17,100 | 234,000 | 0.21% | PRN | |
| 27 | INVESTMENT CENTERS OF AMERICA INC | 16,675 | 230,000 | 0.21% | ||
| 28 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 11,850 | 162,000 | 0.15% | ||
| 29 | GENEOS WEALTH MANAGEMENT INC. | 10,989 | 150,000 | 0.14% | ||
| 30 | ROYAL BANK OF CANADA | 10,660 | 145,000 | 0.13% | ||
| 31 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,040 | 96,000 | 0.09% | ||
| 32 | MSI Financial Services Inc | 4,960 | 68,000 | 0.06% | ||
| 33 | BENJAMIN F. EDWARDS & COMPANY, INC. | 4,850 | 66,000 | 0.06% | ||
| 34 | Apriem Advisors | 4,000 | 55,000 | 0.05% | ||
| 35 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 3,100 | 42,000 | 0.04% | ||
| 36 | NEXT Financial Group, Inc | 1,815 | 25,000 | 0.02% | ||
| 37 | IFP ADVISORS, INC | 1,480 | 20,000 | 0.02% | ||
| 38 | Advisory Services Network, LLC | 1,221 | 17,000 | 0.02% | ||
| 39 | Cordasco Financial Network | 1,100 | 14,000 | 0.01% | ||
| 40 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 500 | 7,000 | 0.01% | ||
| 41 | PENSERRA CAPITAL MANAGEMENT LLC | 378 | 5,000 | 0.00% | ||
| 42 | ADVISOR GROUP, INC. | 22 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
